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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 614 holdings with a total value of $5,151,215,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 WESTERN GAS PARTNERS LP 41,481 1,801,000 0.03%
152 ISHARES TR 52,390 1,794,000 0.03%
153 HOWARD HUGHES CORP 16,922 1,792,000 0.03%
154 ISHARES TR 19,114 1,719,000 0.03%
155 TIME WARNER INC NEW 8,245 1,687,000 0.03%
156 GOLDMAN SACHS GROUP INC 10,725 1,684,000 0.03%
157 EOG RES INC 22,743 1,651,000 0.03%
158 TIME WARNER INC 22,531 1,635,000 0.03%
159 NOVO-NORDISK A S 29,005 1,572,000 0.03%
160 CELGENE CORP 15,569 1,558,000 0.03%
161 RENAISSANCERE HOLDINGS LTD 12,900 1,546,000 0.03%
162 BERKSHIRE HATHAWAY INC DEL 10,882 1,544,000 0.03%
163 UNITED TECHNOLOGIES CORP 15,309 1,532,000 0.03%
164 CIGNA CORPORATION 10,962 1,504,000 0.03%
165 VODAFONE GROUP PLC NEW 46,530 1,492,000 0.03%
166 AUTOMATIC DATA PROCESSING IN 16,075 1,442,000 0.03%
167 BRISTOL MYERS SQUIBB CO 22,528 1,439,000 0.03%
168 COMERICA INC 37,948 1,437,000 0.03%
169 CARMAX 28,020 1,432,000 0.03%
170 POWERSHARES QQQ TRUST 12,825 1,400,000 0.03%
171 AT&T INC 35,636 1,396,000 0.03%
172 DUKE ENERGY CORP NEW 17,016 1,373,000 0.03%
173 KT CORP 99,226 1,332,000 0.03%
174 GOLDCORP INC NEW 81,042 1,315,000 0.03%
175 ALEXION PHARMACEUTIC 9,257 1,289,000 0.03%
176 METTLER-TOLEDO 3,668 1,265,000 0.02%
177 FACEBOOK INC 10,812 1,234,000 0.02%
178 US BANCORP DEL 30,142 1,223,000 0.02%
179 OCCIDENTAL PETE CORP DEL 17,751 1,215,000 0.02%
180 BIOGEN INC 4,659 1,213,000 0.02%
181 SPECTRA ENERGY CORP 39,570 1,211,000 0.02%
182 ING GROEP N V 101,400 1,210,000 0.02%
183 ATHENA HEALTH INC. 8,222 1,141,000 0.02%
184 ISHARES TR 9,635 1,117,000 0.02%
185 SCHLUMBERGER LTD 14,863 1,096,000 0.02%
186 VANGUARD BD INDEX FDS 13,504 1,089,000 0.02%
187 CITIGROUP INC 25,905 1,082,000 0.02%
188 KANSAS CITY SOUTHERN 12,451 1,064,000 0.02%
189 ANADARKO PETR 22,189 1,034,000 0.02%
190 ENTERPRISE PRODS PARTNERS L 41,347 1,018,000 0.02%
191 ENBRIDGE ENERGY PARTNERS L P 55,592 1,018,000 0.02%
192 CHENIERE ENERGY INC 29,876 1,011,000 0.02%
193 PG&E CORP 16,660 995,000 0.02%
194 MONSANTO CO NEW 10,904 957,000 0.02%
195 SPDR INDEX SHS FDS 28,619 951,000 0.02%
196 METLIFE INC 21,291 936,000 0.02%
197 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 27,900 921,000 0.02%
198 DANAHER CORP DEL 9,393 892,000 0.02%
199 ALLISON TRANSMISSION HLDGS INC COM 33,000 890,000 0.02%
200 BROOKFIELD ASSET MGMT INC 25,500 887,000 0.02%
Page 4 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315123-16-000056, filed 2016.04.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.