| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KEYON COMMUNI HOLD INC | 100,000 | 0 | 0.00% | ||
| 2 | Chelsea Therapeutics Contingen | 80,000 | 0 | 0.00% | ||
| 3 | Colossus Minerals Inc Warrant | 1,428,945 | 0 | 0.00% | ||
| 4 | General Motors 6.25 07/15/33 | 110,000 | 0 | 0.00% | ||
| 5 | MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION | 10,320 | 0 | 0.00% | ||
| 6 | Q2 Gold Resources Inc | 80,130 | 0 | 0.00% | ||
| 7 | Colossus Minerals Inc. | 2,045,823 | 0 | 0.00% | ||
| 8 | Gran Colombia Gold WTS Exp 10/ | 306,250 | 0 | 0.00% | ||
| 9 | ABTECH HOLDINGS INC | 100,000 | 1,000 | 0.00% | ||
| 10 | Canarc Resource Corp | 131,500 | 10,000 | 0.00% | ||
| 11 | Sound Energy PLC | 10,000 | 10,000 | 0.00% | ||
| 12 | TERRACE ENERGY | 354,000 | 11,000 | 0.00% | ||
| 13 | Falcon Oil & Gas Ltd. | 40,000 | 13,000 | 0.00% | ||
| 14 | Echelon Diversified Fund LP | 12,989 | 13,000 | 0.00% | ||
| 15 | Fission Uranium Corp. | 29,700 | 19,000 | 0.00% | ||
| 16 | TANDEM DIABETES CARE INC COM | 27,400 | 33,000 | 0.00% | ||
| 17 | CELLDEX THERAPEUTICS INC NEW | 10,000 | 36,000 | 0.00% | ||
| 18 | Plata Latina Minerals Corp. | 1,609,000 | 48,000 | 0.00% | ||
| 19 | PJSC Gazprom Sp ADR | 12,291 | 55,000 | 0.00% | ||
| 20 | AEGON N V | 11,077 | 57,000 | 0.00% | ||
| 21 | OFFICE DEPOT INC | 13,304 | 62,000 | 0.00% | ||
| 22 | FATE THERAPEUTICS INC | 15,000 | 68,000 | 0.00% | ||
| 23 | Micell Technologies Inc Ser D- | 17,699 | 100,000 | 0.00% | ||
| 24 | BYD CO H CNY1 | 19,000 | 105,000 | 0.00% | ||
| 25 | Micell Technologies Inc Ser D- | 19,367 | 109,000 | 0.00% | ||
| 26 | RADNET INC COM | 19,425 | 115,000 | 0.00% | ||
| 27 | SWISS HELVETIA FD INC | 10,034 | 116,000 | 0.00% | ||
| 28 | CLEAN ENERGY FUELS CORPORATION COM | 49,200 | 125,000 | 0.00% | ||
| 29 | ANNALY CAP MGMT INC | 11,437 | 127,000 | 0.00% | ||
| 30 | AES CORP | 11,760 | 131,000 | 0.00% | ||
| 31 | LXP INDUSTRIAL TRUST COM | 13,500 | 135,000 | 0.00% | ||
| 32 | SPROTT PHYSICAL GOLD TRUST | 13,364 | 137,000 | 0.00% | ||
| 33 | AT Mid Cap Equity Fund Institu | 11,257 | 137,000 | 0.00% | ||
| 34 | W T OFFSHORE INC | 50,000 | 139,000 | 0.00% | ||
| 35 | FRESHPET INC COM | 14,400 | 158,000 | 0.00% | ||
| 36 | ALPS ETF TR | 12,750 | 162,000 | 0.00% | ||
| 37 | ENN ENERGY HOLDINGS ADR REP 10 ORD | 29,250 | 164,000 | 0.00% | ||
| 38 | LENDINGCLUB CORP | 30,031 | 165,000 | 0.00% | ||
| 39 | XACTLY CORPORATION | 13,950 | 166,000 | 0.00% | ||
| 40 | TEMPLETON WORLD A | 10,081 | 168,000 | 0.00% | ||
| 41 | LION BIOTECHNOLOGIES INC COM | 23,000 | 171,000 | 0.00% | ||
| 42 | ISHARES SILVER TR | 10,300 | 178,000 | 0.00% | ||
| 43 | EnLink Midstream Partners LP | 10,079 | 184,000 | 0.00% | ||
| 44 | AUTOBYTEL INC COM NEW | 14,900 | 187,000 | 0.00% | ||
| 45 | Columbia Capital Allocation Mo | 15,243 | 188,000 | 0.00% | ||
| 46 | MARATHON OIL CORP | 12,000 | 190,000 | 0.00% | ||
| 47 | SPDR SERIES TRUST | 10,000 | 201,000 | 0.00% | ||
| 48 | PRINCIPAL FIN GROUP | 3,208 | 202,000 | 0.00% | ||
| 49 | ISHARES TR | 10,000 | 203,000 | 0.00% | ||
| 50 | HUBBELL INC | 1,700 | 204,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-017332, filed 2017.04.28).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
