| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | WAVE SYSTEMS CORP | 17,195 | 24,000 | 0.00% | ||
| 102 | AIR LEASE CORP | 16,000 | 24,000 | 0.00% | PRN | |
| 103 | Mela Sciences Inc Com | 77,954 | 25,000 | 0.00% | ||
| 104 | S&P GLOBAL INC | 300 | 25,000 | 0.00% | Call | |
| 105 | TOWER GROUP INC | 29,000 | 25,000 | 0.00% | PRN | |
| 106 | BPZ REORUCES INC ESCROW | 25,000 | 25,000 | 0.00% | PRN | |
| 107 | CHEGG INC COM | 3,600 | 25,000 | 0.00% | Put | |
| 108 | AMBARELLA INC | 800 | 25,000 | 0.00% | Put | |
| 109 | BALLARD PWR SYS INC NEW | 5,965 | 25,000 | 0.00% | ||
| 110 | LANDSTAR SYS INC COM | 400 | 26,000 | 0.00% | Call | |
| 111 | NETSUITE INC | 25,000 | 26,000 | 0.00% | PRN | |
| 112 | Widepoint Corp | 15,179 | 27,000 | 0.00% | ||
| 113 | Novatel Wireless Inc | 14,331 | 27,000 | 0.00% | ||
| 114 | Saratoga Resources Inc | 15,350 | 27,000 | 0.00% | ||
| 115 | POWERSHARES ETF TRUST | 1,000 | 27,000 | 0.00% | Put | |
| 116 | ACURA PHARMACEUTICALS INC | 24,752 | 27,000 | 0.00% | ||
| 117 | METALICO INC | 22,731 | 28,000 | 0.00% | ||
| 118 | STEMCELLS INC COM NEW | 13,916 | 28,000 | 0.00% | ||
| 119 | Currency Shares Australian Dollar | 300 | 28,000 | 0.00% | Put | |
| 120 | UNIT CORP COM | 400 | 28,000 | 0.00% | Call | |
| 121 | TAKE-TWO INTERACTIVE SOFTWAR | 22,000 | 29,000 | 0.00% | PRN | |
| 122 | FOREST OIL CORP | 12,800 | 29,000 | 0.00% | Call | |
| 123 | RTI INTERNATIONAL | 1,100 | 29,000 | 0.00% | Call | |
| 124 | CODEXIS INC | 20,155 | 29,000 | 0.00% | ||
| 125 | DS HEALTHCARE GROUP INC | 17,367 | 30,000 | 0.00% | ||
| 126 | PEDEVCO CORP | 14,711 | 30,000 | 0.00% | ||
| 127 | SYNACOR INC | 11,881 | 30,000 | 0.00% | ||
| 128 | CHILDRENS PL INC NEW COM | 600 | 30,000 | 0.00% | Put | |
| 129 | ALTISOURCE RESIDENTIAL CORP CL B | 1,200 | 31,000 | 0.00% | Call | |
| 130 | BADGER METER INC COM | 600 | 32,000 | 0.00% | Put | |
| 131 | BADGER METER INC COM | 600 | 32,000 | 0.00% | Call | |
| 132 | APOLLO COML REAL EST FIN INC | 30,000 | 32,000 | 0.00% | PRN | |
| 133 | Mechel Open Joint Stock Co. AD | 15,200 | 33,000 | 0.00% | Put | |
| 134 | RIO ALTO MNG LTD NEW | 14,355 | 33,000 | 0.00% | ||
| 135 | ENVIVIO INC | 13,800 | 33,000 | 0.00% | ||
| 136 | GLOBAL EAGLE ENTMT INC | 2,700 | 33,000 | 0.00% | Call | |
| 137 | CELSION CORPORATION COM PAR $0.01 | 9,563 | 33,000 | 0.00% | ||
| 138 | EXELIS INC | 2,000 | 34,000 | 0.00% | Put | |
| 139 | MICROVISION INC DEL | 16,711 | 34,000 | 0.00% | ||
| 140 | SPHERIX INC | 19,190 | 34,000 | 0.00% | ||
| 141 | POWERSHARES ETF TRUST | 1,300 | 35,000 | 0.00% | Call | |
| 142 | STANLEY FURNITURE CO INC COM NEW | 13,060 | 35,000 | 0.00% | ||
| 143 | TUTOR PERINI CORP | 1,100 | 35,000 | 0.00% | Put | |
| 144 | Global X Silver Miners | 2,566 | 36,000 | 0.00% | ||
| 145 | STILLWATER MNG CO | 25,000 | 36,000 | 0.00% | PRN | |
| 146 | STANDARD PAC CORP NEW | 29,000 | 36,000 | 0.00% | PRN | |
| 147 | Cenveo Corp | 30,000 | 36,000 | 0.00% | PRN | |
| 148 | Blackhawk Network | 1,360 | 37,000 | 0.00% | Call | |
| 149 | Violin Memory, Inc. | 8,300 | 37,000 | 0.00% | Call | |
| 150 | BIOTIME INC | 12,017 | 37,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-14-000525, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
