| 1 |
Nantahala Capital Management, LLC |
3,154,920 |
4,606,000 |
29.87% |
|
|
| 2 |
Third Security, LLC |
1,674,699 |
2,445,000 |
15.86% |
|
|
| 3 |
BlackRock Institutional Trust Company, N.A. |
1,074,608 |
1,569,000 |
10.18% |
|
|
| 4 |
683 Capital Management, LLC |
1,062,500 |
1,551,000 |
10.06% |
|
|
| 5 |
Opaleye Management Inc. |
820,000 |
1,197,000 |
7.76% |
|
|
| 6 |
VANGUARD GROUP INC |
637,005 |
930,000 |
6.03% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
493,698 |
720,000 |
4.67% |
|
|
| 8 |
ESSEX INVESTMENT MANAGEMENT CO LLC |
402,361 |
587,000 |
3.81% |
|
|
| 9 |
DIMENSIONAL FUND ADVISORS LP |
242,002 |
353,000 |
2.29% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
209,000 |
305,000 |
1.98% |
|
|
| 11 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
150,500 |
220,000 |
1.43% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
97,887 |
143,000 |
0.93% |
|
|
| 13 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
97,563 |
142,000 |
0.92% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
95,112 |
138,000 |
0.89% |
|
|
| 15 |
BlackRock Fund Advisors |
92,652 |
135,000 |
0.88% |
|
|
| 16 |
Connor, Clark & Lunn Investment Management Ltd. |
50,500 |
79,000 |
0.51% |
|
|
| 17 |
NORTHERN TRUST CORP |
49,851 |
73,000 |
0.47% |
|
|
| 18 |
MORGAN STANLEY |
34,526 |
50,000 |
0.32% |
|
|
| 19 |
CREDIT SUISSE AG/ |
21,893 |
32,000 |
0.21% |
|
|
| 20 |
GOLDMAN SACHS GROUP INC |
20,155 |
29,000 |
0.19% |
|
|
| 21 |
CITADEL ADVISORS LLC |
17,426 |
25,000 |
0.16% |
|
|
| 22 |
Bank of New York Mellon Corp |
15,812 |
23,000 |
0.15% |
|
|
| 23 |
GM Advisory Group, LLC |
15,000 |
22,000 |
0.14% |
|
|
| 24 |
Virtu KCG Holdings LLC |
10,122 |
15,000 |
0.10% |
|
|
| 25 |
BLACKROCK ADVISORS LLC |
5,736 |
8,000 |
0.05% |
|
|
| 26 |
BlackRock Investment Management, LLC |
5,091 |
7,000 |
0.05% |
|
|
| 27 |
UBS AG |
4,700 |
7,000 |
0.05% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
2,795 |
4,000 |
0.03% |
|
|
| 29 |
Nationwide Fund Advisors |
1,324 |
2,000 |
0.01% |
|
|
| 30 |
BNP PARIBAS FINANCIAL MARKETS |
691 |
1,009 |
0.01% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
855 |
1,000 |
0.01% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,026 |
1,000 |
0.01% |
|
|
| 33 |
Creative Planning |
46 |
0 |
0.00% |
|
|
| 34 |
CITIGROUP INC |
37 |
0 |
0.00% |
|
|
