| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RENESOLA LTD | 100 | 0 | 0.00% | Put | |
| 2 | AMARIN CORP PLC | 400 | 1,000 | 0.00% | Call | |
| 3 | Paragon Offshore PLC | 900 | 1,000 | 0.00% | Put | |
| 4 | FITBIT INC | 34 | 1,000 | 0.00% | ||
| 5 | COSAN LIMITED | 300 | 2,000 | 0.00% | Call | |
| 6 | * SANDRIDGE ENERGY INC COM | 2,300 | 2,000 | 0.00% | Call | |
| 7 | HOOPER HOLMES INC | 10,210 | 2,000 | 0.00% | ||
| 8 | HARMONY GOLD MINING CO LTD | 1,400 | 2,000 | 0.00% | Call | |
| 9 | SEQUENOM INC | 700 | 2,000 | 0.00% | Call | |
| 10 | COSAN LIMITED | 300 | 2,000 | 0.00% | Put | |
| 11 | TRIMBLE INC | 100 | 2,000 | 0.00% | Call | |
| 12 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 102,440 | 2,000 | 0.00% | ||
| 13 | ALPHA NAT RES INC NOTE 4.875%12/1 DELETED | 27,000 | 2,000 | 0.00% | PRN | |
| 14 | MALIBU BOATS INCORPORATED COM CLASS A | 100 | 2,000 | 0.00% | Call | |
| 15 | ITRON INC | 100 | 3,000 | 0.00% | Put | |
| 16 | RESOLUTE FOREST | 300 | 3,000 | 0.00% | Put | |
| 17 | GALECTIN THERAPEUTICS INC COM | 1,200 | 3,000 | 0.00% | Call | |
| 18 | REMY INTL INC NEW | 130 | 3,000 | 0.00% | Call | |
| 19 | AXION PWR INTL INC | 26,038 | 3,000 | 0.00% | ||
| 20 | ROCKET FUEL INC COM | 400 | 3,000 | 0.00% | Call | |
| 21 | LUCAS ENERGY INC | 19,533 | 3,000 | 0.00% | ||
| 22 | LOCAL CORP COM | 49,113 | 4,000 | 0.00% | ||
| 23 | PLY GEM HLDGS INC COM | 300 | 4,000 | 0.00% | Call | |
| 24 | Nielsen Holdings B.V. | 100 | 4,000 | 0.00% | Put | |
| 25 | VRINGO INC | 6,500 | 4,000 | 0.00% | Call | |
| 26 | ALEXCO RESOURCE CORP | 11,400 | 4,000 | 0.00% | ||
| 27 | POLYONE CORP | 100 | 4,000 | 0.00% | Put | |
| 28 | TRI POINTE HOMES INC COM | 300 | 5,000 | 0.00% | Put | |
| 29 | VOYA FINANCIAL INC | 100 | 5,000 | 0.00% | Put | |
| 30 | PRINCIPAL FINL GROUP INC | 100 | 5,000 | 0.00% | Call | |
| 31 | RLJ ENTMT INC | 13,162 | 5,000 | 0.00% | ||
| 32 | ROVI CORP COM EXCHANGEDFOR CU | 300 | 5,000 | 0.00% | Put | |
| 33 | MEI PHARMA INC | 3,000 | 5,000 | 0.00% | Put | |
| 34 | VERITIV CORP COM | 135 | 5,000 | 0.00% | Call | |
| 35 | SILICON LABORATORIES INC | 100 | 5,000 | 0.00% | Put | |
| 36 | PRIMERO MNG CORP | 1,200 | 5,000 | 0.00% | Put | |
| 37 | RESOLUTE ENERGY CORP | 5,400 | 5,000 | 0.00% | Put | |
| 38 | TESARO INC | 100 | 6,000 | 0.00% | Put | |
| 39 | ON DECK CAP INC | 500 | 6,000 | 0.00% | Put | |
| 40 | SONUS NETWORKS INC COM NEW | 900 | 6,000 | 0.00% | Call | |
| 41 | VANGUARD INTL EQUITY INDEX F | 100 | 6,000 | 0.00% | Put | |
| 42 | JAMBA INC COM NEW | 400 | 6,000 | 0.00% | Call | |
| 43 | SERVICE CORP INTL COM | 200 | 6,000 | 0.00% | Put | |
| 44 | IMS HEALTH HLDS INC | 200 | 6,000 | 0.00% | Put | |
| 45 | REALPAGE INC COM | 300 | 6,000 | 0.00% | Call | |
| 46 | VAPOR CORP NEV COM NEW | 19,656 | 6,000 | 0.00% | ||
| 47 | GALECTIN THERAPEUTICS INC COM | 2,100 | 6,000 | 0.00% | Put | |
| 48 | Timberline Resources Corp | 10,094 | 6,000 | 0.00% | ||
| 49 | VANGUARD INTL EQUITY INDEX F | 100 | 6,000 | 0.00% | Call | |
| 50 | PDL BIOPHARMA INCORPORATED | 1,000 | 6,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-15-000874, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
