Dark
Light
System
Institutional Investment Manager
ADVISORY RESEARCH INC
ADVISORY RESEARCH INC (CIK: 0000902584) incorporated in Delaware, located at 180 N. Stetson Avenue, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000902584-16-000048) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
801 SALESFORCE COM INC 1,119 64 0.00%
802 MARTIN MARIETTA MATLS INC 500 64 0.00%
803 REGENERON PHARMACEUTICALS 211 63 0.00%
804 PULTE GROUP INC 3,299 63 0.00%
805 LENNAR CORP 1,580 63 0.00%
806 CHESAPEAKE ENERGY CORP 10,007 63 0.00%
807 TRIPADVISOR INC 694 63 0.00%
808 NETAPP INC 1,708 63 0.00%
809 WYNN RESORTS LTD 285 63 0.00%
810 RED HAT INC 1,172 62 0.00%
811 VERTEX PHARMACEUTICALS INC 863 61 0.00%
812 JPMORGAN CHASE & COMPANY WARRANT EXP 102818 3,000 61 0.00%
813 Mylan Laboratories Inc 1,249 61 0.00%
814 PRICELINE GRP INC 51 61 0.00%
815 ZEBRA TECHNOLOGIES CORPORATION CL A 835 58 0.00%
816 STAPLES INC 5,092 58 0.00%
817 FRONTIER COMMUNICATIONS CORP 13,695 57 0.00%
818 Wells Fargo & Co. Warrants Exp 10/28/18 3,000 56 0.00%
819 NETFLIX INC 155 55 0.00%
820 Enservco Corp 81,900 48 0.00%
821 SENECA FOODS CORP NEW CL A 1,450 46 0.00%
822 PROSHARES TR 300 32 0.00%
823 PROSHS ULTRA RUSSELL2000 ULTRA 510 30 0.00%
824 WASHINGTON FED INC 4,000 28 0.00%
825 SCHWAB U.S. LARGE-CAP ETF 549 25 0.00%
826 OPPENHEIMER HLDGS INC 630 18 0.00%
827 TORONTO DOMINION BK ONT 366 17 0.00%
828 TCF FINL CORP 4,000 13 0.00%
829 TRANSMONTAIGNE PARTNERS L P 300 13 0.00%
830 KNOWLES CORP 366 12 0.00%
831 MARCUS CORP DEL COM 340 6 0.00%
832 HARRIS & HARRIS GROUP INC 1,500 5 0.00%
833 RICHARDSON ELECTRS LTD 360 4 0.00%
834 UNIVERSAL AMERN CORP NEW 140 1 0.00%
835 UNIVERSAL SECURITY INSTRUMNT 3 0 0.00%
836 Guggenheim S&P Smallcap 600 Equal Weight ETF 8 0 0.00%
Page 17 of 17
Restatement filing (0000902584-16-000050) filed in 2016.11.14. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 DCP MIDSTREAM LP 7,177,860 253,594 4.13%
2 Energy Transfer Partners, L.P. 6,281,831 232,428 3.78%
3 BUCKEYE PARTNERS L P 2,390,251 171,142 2.78%
4 MPLX LP 5,037,691 170,576 2.77%
5 WILLIAMS PARTNERS L P NEW 3,970,747 147,672 2.40%
6 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 5,185,107 131,909 2.15%
7 TARGA RES CORP 2,630,306 129,174 2.10%
8 PLAINS ALL AMERN PIPELINE L 3,905,821 122,682 2.00%
9 ENBRIDGE ENERGY PARTNERS L P 4,764,769 121,168 1.97%
10 TC PIPELINES LP 1,888,381 107,694 1.75%
11 MAGELLAN MIDSTREAM PRTNRS LP 1,479,052 104,628 1.70%
12 WILLIAMS PARTNERS L P NEW 2,777,601 103,299 1.68%
13 TESORO LOGISTICS LP 2,052,967 99,446 1.62%
14 EnLink Midstream Partners LP 5,175,985 91,667 1.49%
15 Teekay Offshore Partners L.P. 14,313,685 90,462 1.47%
16 GENESIS ENERGY L P 2,166,319 82,255 1.34%
17 ENABLE MIDSTREAM PARTNERS LP 5,341,680 81,461 1.33%
18 CARRIZO OIL & GAS INC 1,958,434 79,552 1.29%
19 WILLIAMS COS INC DEL 2,447,613 75,215 1.22%
20 EQT MIDSTREAM PARTNERS LP 906,981 69,103 1.12%
21 Western Gas Equity Partners, L.P. 1,621,062 68,879 1.12%
22 BRINKS CO 1,775,926 65,851 1.07%
23 CST BRANDS INC 1,333,910 64,148 1.04%
24 DCP MIDSTREAM LP 1,811,804 64,011 1.04%
25 ONEOK INC NEW 1,234,571 63,445 1.03%
26 CROSSTEX ENERGY INC 3,782,406 63,355 1.03%
27 Energy Transfer Partners, L.P. 1,638,512 60,625 0.99%
28 ALLIED WRLD ASSUR COM HLDG A 1,427,919 57,716 0.94%
29 MAGELLAN MIDSTREAM PRTNRS LP 774,827 54,811 0.89%
30 Anadarko Petroleum Corp 1,314,235 54,764 0.89%
31 ALEXANDER & BALDWIN INC NEW COM 1,422,936 54,669 0.89%
32 PIONEER NAT RES CO 292,481 54,299 0.88%
33 FULLER H B CO 1,150,819 53,479 0.87%
34 KINDER MORGAN INC DEL 2,296,126 53,109 0.86%
35 TALLGRASS ENERGY PARTNERS LP 1,092,333 52,650 0.86%
36 PHILLIPS 66 PARTNERS LP 1,082,384 52,604 0.86%
37 KENNEDY-WILSON HLDGS INCORPORATED 2,227,433 50,229 0.82%
38 ALLISON TRANSMISSION HLDGS INC COM 1,717,275 49,251 0.80%
39 RANGE RES CORP 1,227,659 47,572 0.77%
40 PLAINS ALL AMERN PIPELINE L 1,499,132 47,088 0.77%
41 WPX ENERGY INC 3,495,089 46,100 0.75%
42 Tribune Media Company 1,256,162 45,875 0.75%
43 MASONITE INTL CORP NEW 719,678 44,742 0.73%
44 BUCKEYE PARTNERS L P 613,026 43,893 0.71%
45 CASEY'S GENERAL STORES INC COM 365,130 43,870 0.71%
46 SPECTRA ENERGY CORP 1,024,643 43,803 0.71%
47 SALLY BEAUTY HLDGS INC 1,687,300 43,330 0.70%
48 CDW CORP 942,792 43,114 0.70%
49 ENBRIDGE ENERGY PARTNERS L P 1,664,255 42,322 0.69%
50 ONEOK PARTNERS LP 1,038,408 41,484 0.67%
Page 1 of 7