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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 39 Institutional holders with a total value of $16,077,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 4,883,158 6,788,000 42.22%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,385,168 1,925,000 11.97%
3 FINANCIAL CONSULATE, INC 1,279,914 1,779,000 11.07%
4 Granahan Investment Management, LLC 1,171,760 1,629,000 10.13%
5 LONE STAR VALUE MANAGEMENT LLC 850,000 1,182,000 7.35%
6 NEW YORK STATE COMMON RETIREMENT FUND 655,196 904,000 5.62%
7 Ancora Advisors LLC 596,021 828,000 5.15%
8 UNITED SERVICES AUTOMOBILE ASSOCIATION 178,416 246,000 1.53%
9 SHUFRO ROSE & CO LLC 88,500 123,000 0.77%
10 Legal & General Group Plc 61,109 85,000 0.53%
11 CONDOR CAPITAL MANAGEMENT 56,940 79,000 0.49%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,700 73,000 0.45%
13 PRINCETON CAPITAL MANAGEMENT INC 42,600 59,000 0.37%
14 Round Table Services, LLC 39,141 54,000 0.34%
15 MORGAN STANLEY 29,950 42,000 0.26%
16 CITADEL ADVISORS LLC 25,300 35,000 0.22% Call
17 ICM ASSET MANAGEMENT INC/WA 22,185 31,000 0.19%
18 GUGGENHEIM CAPITAL LLC 17,271 24,000 0.15%
19 HighTower Advisors, LLC 17,300 24,000 0.15%
20 CUTLER GROUP LLC / CA 16,404 22,000 0.14%
21 UBS Group AG 15,151 21,000 0.13%
22 GEODE CAPITAL MANAGEMENT, LLC 14,806 20,000 0.12%
23 Virtu KCG Holdings LLC 14,374 20,000 0.12%
24 GOLDMAN SACHS GROUP INC 12,490 17,000 0.11%
25 Neuberger Berman Group LLC 10,750 15,000 0.09%
26 CLIFFORD SWAN INVESTMENT COUNSEL LLC 10,000 14,000 0.09%
27 Cambridge Investment Research Advisors, Inc. 10,325 14,000 0.09%
28 Tower Research Capital LLC (TRC) 7,979 11,000 0.07%
29 ADVISORY RESEARCH INC 1,500 5,000 0.03%
30 Hartford Financial Management Inc. 2,200 3,000 0.02%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,138 2,000 0.01%
32 GROUP ONE TRADING LLC 1,069 1,000 0.01%
33 Blume Capital Management, Inc. 600 1,000 0.01%
34 CITIGROUP INC 665 1,000 0.01%
35 BANK OF AMERICA CORP /DE/ 100 0 0.00%
36 WELLS FARGO & COMPANY/MN 121 0 0.00%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
38 MSI Financial Services Inc 35 0 0.00%
39 Creative Planning 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.