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Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 105 holdings with a total value of $426,210,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN DEFENSE SYSTEMS INC A 50,000 0 0.00%
2 AVALON ADVANCED MATERIALS IN A 18,750 2,000 0.00%
3 Manhattan Scientifics Inc 145,000 9,000 0.00%
4 ADVANCED MICRO DEVICES INC 10,000 28,000 0.01%
5 SUPERVALU INC 10,000 58,000 0.01%
6 IXYS Corporation 16,300 183,000 0.04%
7 INTREXON CORPORATION 6,000 203,000 0.05%
8 PAYCHEX INC 3,825 207,000 0.05%
9 PPL CORP 5,500 209,000 0.05%
10 PEPSICO INC 2,070 212,000 0.05%
11 VERIZON COMMUNICATIONS INC 4,128 223,000 0.05%
12 COMMUNITY BK SYS INC COM 5,864 224,000 0.05%
13 PORTLAND GEN ELEC CO 5,860 231,000 0.05%
14 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 71,200 288,000 0.07%
15 SELECT SECTOR SPDR TR 6,500 323,000 0.08%
16 REGENERON PHARMACEUTICALS 1,000 360,000 0.08%
17 TOMPKINS FINL CORP COM 6,940 444,000 0.10%
18 ROYAL HAWAIIAN ORCHARDS LP NNU 169,555 463,000 0.11%
19 DISNEY WALT CO 4,806 477,000 0.11%
20 BAXTER INTL INC 12,006 493,000 0.12%
21 TE CONNECTIVITY LTD 8,975 556,000 0.13%
22 ISHARES TR 5,661 627,000 0.15%
23 VANGUARD BD INDEX FDS 9,125 736,000 0.17%
24 CISCO SYS INC 27,600 786,000 0.18%
25 ELMIRA SVGS BK ELMIRA N Y 46,240 833,000 0.20%
26 NORTHWESTERN ENERGY GROUP INC COM NEW 14,150 874,000 0.21%
27 HARDINGE INC 71,160 887,000 0.21%
28 SYNGENTA AG 13,950 1,155,000 0.27%
29 SWISS HELVETIA FD INC 118,690 1,208,000 0.28%
30 STRYKER CORP 12,000 1,287,000 0.30%
31 ALPHABET INC 1,744 1,330,000 0.31%
32 ABBOTT LABS 32,498 1,359,000 0.32%
33 ALPHABET INC 1,851 1,379,000 0.32%
34 ZIMMER BIOMET HLDGS INC 13,110 1,398,000 0.33%
35 GENERAL ELECTRIC CO 45,105 1,434,000 0.34%
36 DST SYS INC DEL 13,350 1,505,000 0.35%
37 CIENA CORP 79,500 1,512,000 0.35%
38 MOSAIC CO NEW 57,525 1,553,000 0.36%
39 ENTEGRIS INC 121,494 1,655,000 0.39%
40 AMERICAN CAP LTD 109,005 1,661,000 0.39%
41 ISHARES INC 90,000 1,739,000 0.41%
42 COCA COLA CO 38,356 1,779,000 0.42%
43 XYLEM INC 43,500 1,779,000 0.42%
44 ORBOTECH LTD 77,242 1,837,000 0.43%
45 APPLE INC 19,327 2,106,000 0.49%
46 NEOGEN CORP COM 41,841 2,107,000 0.49%
47 BAXALTA INC COM 55,372 2,237,000 0.52%
48 BANK N S HALIFAX 46,200 2,257,000 0.53%
49 AECOM 73,900 2,275,000 0.53%
50 ISHARES 97,200 2,305,000 0.54%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-16-000023, filed 2016.04.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.