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Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 152 holdings with a total value of $547,546,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 JOHNSON & JOHNSON 296,132 30,981,000 5.66%
2 CORNING INC 1,097,433 24,089,000 4.40%
3 EXXON MOBIL CORP 223,696 22,522,000 4.11%
4 EMERSON ELEC CO 266,873 17,710,000 3.23%
5 COCA COLA CO 390,036 16,522,000 3.02%
6 INTEL CORP 512,452 15,835,000 2.89%
7 SCHLUMBERGER LTD 128,073 15,106,000 2.76%
8 PALL CORP 142,413 12,161,000 2.22%
9 MERCK & CO INC 209,209 12,103,000 2.21%
10 PFIZER INC 395,165 11,728,000 2.14%
11 BRISTOL MYERS SQUIBB CO 228,402 11,080,000 2.02%
12 GLAXOSMITHKLINE PLC 206,105 11,022,000 2.01%
13 INTERNATIONAL BUSINESS MACHS 58,203 10,550,000 1.93%
14 GREAT PLAINS ENERGY INC 386,180 10,377,000 1.90%
15 MICROSOFT CORP 244,849 10,210,000 1.86%
16 GRANITE CONSTR INC 249,342 8,971,000 1.64%
17 3M CO 60,151 8,616,000 1.57%
18 HONEYWELL INTL INC 92,678 8,614,000 1.57%
19 BCE INC 184,949 8,389,000 1.53%
20 CISCO SYS INC 316,945 7,876,000 1.44%
21 IDACORP INC 136,015 7,866,000 1.44%
22 AMGEN INC 63,847 7,558,000 1.38%
23 DRESSER-RAND GROUP INC 118,385 7,545,000 1.38%
24 NOVARTIS A G 80,239 7,264,000 1.33%
25 AZENTA INC COM 651,288 7,014,000 1.28%
26 LINDSAY CORP COM 77,748 6,567,000 1.20%
27 NEXTERA ENERGY INC 59,873 6,136,000 1.12%
28 DUKE ENERGY CORP NEW 79,251 5,880,000 1.07%
29 ISHARES 392,985 5,313,000 0.97%
30 PORTLAND GEN ELEC CO 144,385 5,006,000 0.91%
31 SIGMA ALDRICH 47,975 4,869,000 0.89%
32 MEDTRONIC INC 75,083 4,787,000 0.87%
33 MDU RES GROUP INC 135,700 4,763,000 0.87%
34 GENERAL ELECTRIC CO 177,592 4,667,000 0.85%
35 ENCANA CORP 185,100 4,389,000 0.80%
36 THERMO FISHER SCIENTIFIC INC 37,050 4,372,000 0.80%
37 LILLY ELI & CO 69,788 4,339,000 0.79%
38 APPLIED MATLS INC 190,930 4,305,000 0.79%
39 OTTER TAIL CORP 137,378 4,161,000 0.76%
40 ANALOG DEVICES INC 74,876 4,049,000 0.74%
41 INGERSOLL-RAND PLC 63,220 3,952,000 0.72%
42 TOMPKINS FINL CORP COM 77,350 3,727,000 0.68%
43 ISHARES TR 85,400 3,692,000 0.67%
44 PROCTER AND GAMBLE CO 46,797 3,678,000 0.67%
45 APPLE INC 39,402 3,662,000 0.67%
46 FLOWSERVE CORP 49,065 3,648,000 0.67%
47 ITRON INC 87,150 3,534,000 0.65%
48 Dentsply Intl Inc 69,920 3,311,000 0.60%
49 DISNEY WALT CO 38,377 3,290,000 0.60%
50 EMC 122,720 3,232,000 0.59%
Page 1 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-14-000011, filed 2014.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.