| # | % | |||||
|---|---|---|---|---|---|---|
| 4701 | Aerohive Networks, Inc. | 75 | 0 | 0.00% | ||
| 4702 | NANOSPHERE INC | 76 | 0 | 0.00% | ||
| 4703 | CHINA XD PLASTICS CO LTD | 100 | 0 | 0.00% | Call | |
| 4704 | ASANKO GOLD INC | 100 | 0 | 0.00% | Call | |
| 4705 | ROYALE ENERGY INC | 983 | 0 | 0.00% | ||
| 4706 | EPIRUS BIOPHARMACEUTICALS IN | 100 | 0 | 0.00% | Call | |
| 4707 | AZURE MIDSTREAM PARTNERS LP | 100 | 0 | 0.00% | Put | |
| 4708 | RCS CAP CORP | 100 | 0 | 0.00% | Put | |
| 4709 | ALEXCO RESOURCE CORP | 122 | 0 | 0.00% | ||
| 4710 | AMYRIS INC | 100 | 0 | 0.00% | Put | |
| 4711 | LEGACY RESVS LP | 100 | 0 | 0.00% | Call | |
| 4712 | CNINSURE INC | 7 | 0 | 0.00% | ||
| 4713 | GREAT PANTHER SILVER LTD | 59 | 0 | 0.00% | ||
| 4714 | DRDGOLD LIMITED | 100 | 0 | 0.00% | ||
| 4715 | DENISON MINES CORP | 141 | 0 | 0.00% | ||
| 4716 | AXT INC | 100 | 0 | 0.00% | ||
| 4717 | DRAGONWAVE INC | 97 | 0 | 0.00% | ||
| 4718 | UQM TECHNOLOGIES INC COM | 52 | 0 | 0.00% | ||
| 4719 | STMICROELECTRONICS N V | 52 | 0 | 0.00% | ||
| 4720 | SMART TECHNOLOGIES INC | 1 | 0 | 0.00% | ||
| 4721 | RTI SURGICAL INC | 100 | 0 | 0.00% | Call | |
| 4722 | SINOVAC BIOTECH LTD | 9 | 0 | 0.00% | ||
| 4723 | RCS CAP CORP | 500 | 0 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000932540-16-000018, filed 2016.02.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.