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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 436 holdings with a total value of $558,511,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 TERADATA CORP DEL 10 0 0.00%
2 HANESBRANDS INC 12 1,000 0.00%
3 TRANSOCEAN LTD 27 1,000 0.00%
4 ROUNDYS INC 100 1,000 0.00%
5 CITIGROUPINC 27 1,000 0.00%
6 TIMKEN CO COM 20 1,000 0.00%
7 CATCHMARK TIMBER TR INC 107 1,000 0.00%
8 SPDR SERIES TRUST 49 2,000 0.00%
9 SPDR INDEX SHS FDS 31 2,000 0.00%
10 DIAMONDROCK HOSPITALITY CO COM 200 2,000 0.00%
11 OPPEN STLPTH MLP SEL40 Y 182 2,000 0.00%
12 BOSTON SCIENTIFIC CORP 156 2,000 0.00%
13 EASTMAN KODAK CO 74 2,000 0.00%
14 ISHARES SILVER TR 100 2,000 0.00%
15 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 61 2,000 0.00%
16 DINE BRANDS GLOBAL INC 31 2,000 0.00%
17 MERGE HEALTHCARE INC 1,000 2,000 0.00%
18 SLM CORP 71 2,000 0.00%
19 EVEREST RE GROUP LTD 19 3,000 0.00%
20 AFLAC INC 50 3,000 0.00%
21 BAIDU INC 21 3,000 0.00%
22 BED BATH & BEYOND INC 45 3,000 0.00%
23 SCANA 55 3,000 0.00%
24 POTASH CORP SASK INC 75 3,000 0.00%
25 INVESCO LTD 83 3,000 0.00%
26 FRESH MKT INC 85 3,000 0.00%
27 DEVON ENERGY CORP NEW 50 3,000 0.00%
28 CATERPILLAR INC 33 3,000 0.00%
29 HOSPITALITY PPTYS TR 90 3,000 0.00%
30 SPDR SERIES TRUST 47 3,000 0.00%
31 ALPS ETF TR 230 4,000 0.00%
32 SPDR INDEX SHS FDS 90 4,000 0.00%
33 TOTAL S A 65 4,000 0.00%
34 INVESCO QUALITY MUN INCOME T 317 4,000 0.00%
35 GENUINE PARTS CO 50 4,000 0.00%
36 QUEST DIAGNOSTICS INC 67 4,000 0.00%
37 EATON VANCE CORP 100 4,000 0.00%
38 VANGUARD WELLESLEY INCOMEADMIRAL 67 4,000 0.00%
39 NCR CORP NEW 110 4,000 0.00%
40 ABBOTT LABS 100 4,000 0.00%
41 SPDR S&P MIDCAP 400 ETF TR 15 4,000 0.00%
42 SPDR INDEX SHS FDS 109 4,000 0.00%
43 ABB LTD 160 4,000 0.00%
44 MAXIM INTEGR 139 4,000 0.00%
45 DUPONT FABROS TECHNOLOGY INC 160 4,000 0.00%
46 VANGUARD INDEX FDS 31 4,000 0.00%
47 FASTENAL CO 100 5,000 0.00%
48 SCHWAB EMERGING MARKETS EQUITY ETF 187 5,000 0.00%
49 DirectTV Com 65 5,000 0.00%
50 SPDR SER TR 84 5,000 0.00%
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-14-000025, filed 2014.05.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.