| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,035,365 | 12,228,000 | 18.66% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 700,245 | 8,270,000 | 12.62% | ||
| 3 | MORGAN STANLEY | 407,099 | 4,808,000 | 7.34% | ||
| 4 | ROYAL BANK OF CANADA | 331,491 | 3,915,000 | 5.97% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 270,778 | 3,198,000 | 4.88% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,723 | 3,103,000 | 4.73% | ||
| 7 | DEUTSCHE BANK AG\ | 257,485 | 3,040,000 | 4.64% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 196,012 | 2,315,000 | 3.53% | ||
| 9 | Advisors Asset Management, Inc. | 156,487 | 1,848,000 | 2.82% | ||
| 10 | Gruss Capital Management LP | 154,163 | 1,821,000 | 2.78% | ||
| 11 | UBS AG | 142,494 | 1,683,000 | 2.57% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 133,971 | 1,583,000 | 2.42% | ||
| 13 | LPL Financial LLC | 127,067 | 1,501,000 | 2.29% | ||
| 14 | GOLDMAN SACHS GROUP INC | 103,926 | 1,227,000 | 1.87% | ||
| 15 | Tradewinds Capital Management, LLC | 98,726 | 1,166,000 | 1.78% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 97,035 | 1,146,000 | 1.75% | ||
| 17 | WELLS FARGO & COMPANY/MN | 90,817 | 1,072,000 | 1.64% | ||
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 78,013 | 921,000 | 1.41% | ||
| 19 | SIT INVESTMENT ASSOCIATES INC | 76,564 | 904,000 | 1.38% | ||
| 20 | Invesco Ltd. | 69,954 | 826,000 | 1.26% | PRN | |
| 21 | AQR CAPITAL MANAGEMENT LLC | 69,620 | 822,000 | 1.25% | ||
| 22 | Marathon Partners Equity Management, LLC | 63,000 | 744,000 | 1.14% | ||
| 23 | STIFEL FINANCIAL CORP | 55,322 | 653,000 | 1.00% | ||
| 24 | TFS CAPITAL LLC | 54,404 | 643,000 | 0.98% | ||
| 25 | Capital Investment Advisors, LLC | 47,196 | 557,390 | 0.85% | ||
| 26 | VAN ECK ASSOCIATES CORP | 44,090 | 521,000 | 0.79% | ||
| 27 | Horizon Kinetics LLC | 42,203 | 498,000 | 0.76% | ||
| 28 | Nuveen Asset Management, LLC | 42,192 | 498,000 | 0.76% | ||
| 29 | FIRST TRUST ADVISORS LP | 35,894 | 424,000 | 0.65% | ||
| 30 | M&R CAPITAL MANAGEMENT INC | 32,420 | 383,000 | 0.58% | ||
| 31 | West Family Investments, Inc. | 30,674 | 362,000 | 0.55% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 27,313 | 323,000 | 0.49% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,851 | 223,000 | 0.34% | ||
| 34 | WOLVERINE ASSET MANAGEMENT LLC | 18,560 | 219,000 | 0.33% | ||
| 35 | RAYMOND JAMES TRUST N.A. | 17,498 | 207,000 | 0.32% | ||
| 36 | Hudock, Inc. | 17,100 | 202,000 | 0.31% | ||
| 37 | US BANCORP \DE\ | 17,000 | 201,000 | 0.31% | ||
| 38 | WealthTrust Axiom LLC | 16,500 | 194,000 | 0.30% | ||
| 39 | MARINER INVESTMENT GROUP LLC | 15,184 | 179,000 | 0.27% | ||
| 40 | Virtu KCG Holdings LLC | 13,900 | 164,000 | 0.25% | ||
| 41 | Creative Planning | 13,726 | 162,000 | 0.25% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,693 | 162,000 | 0.25% | ||
| 43 | Lehman Financial Resources, Inc. | 12,504 | 148,000 | 0.23% | ||
| 44 | HERITAGE INVESTORS MANAGEMENT CORP | 11,756 | 139,000 | 0.21% | ||
| 45 | BANK OF HAWAII | 11,074 | 131,000 | 0.20% | ||
| 46 | MSI Financial Services Inc | 4,330 | 51,000 | 0.08% | ||
| 47 | BANK OF MONTREAL /CAN/ | 4,000 | 47,000 | 0.07% | ||
| 48 | M&T BANK CORP | 3,197 | 38,000 | 0.06% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 2,576 | 30,423 | 0.05% | ||
| 50 | Edge Wealth Management LLC | 1,526 | 18,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
