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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 600 holdings with a total value of $466,480,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FIRST ACCEPTANCE CORP 75 0 0.00%
2 NOW INC 30 0 0.00%
3 TRANSOCEAN LTD 27 0 0.00%
4 TERADATA CORP DEL 10 0 0.00%
5 Alcatel Lucent Adr 75 0 0.00%
6 WISDOMTREE TR 1 0 0.00%
7 TIMKENSTEEL CORPORATION COM 10 0 0.00%
8 ALPS ETF TR 1 0 0.00%
9 SLM CORP 71 1,000 0.00%
10 LIBERTY GLOBAL PLC 28 1,000 0.00%
11 HUNTINGTON INGALLS INDS INC 13 1,000 0.00%
12 EASTMAN KODAK CO 92 1,000 0.00%
13 DISCOVERY COMMUNICATNS NEW 29 1,000 0.00%
14 KEYSIGHT TECHNOLOGIES INC COM 44 1,000 0.00%
15 DISCOVERY COMMUNICATNS NEW 29 1,000 0.00%
16 PIPER JAFFRAY COS 26 1,000 0.00%
17 TIMKEN CO COM 20 1,000 0.00%
18 NORDIC AMERICAN OFFSHORE LTD 125 1,000 0.00%
19 WENDYS CO 105 1,000 0.00%
20 NAVIENT 71 1,000 0.00%
21 ROYAL BK CDA MONTREAL QUE 10 1,000 0.00%
22 SILVER WHEATON CORP 100 1,000 0.00%
23 California Resources Corp 240 1,000 0.00%
24 TANZANIAN ROYALTY EXPL CORP 3,000 1,000 0.00%
25 LINCOLN NATL CORP IND 44 2,000 0.00%
26 ILLUMINA INC 14 2,000 0.00%
27 UNISYS CORP 160 2,000 0.00%
28 PROSHARES TR 50 2,000 0.00%
29 SPDR INDEX SHS FDS 40 2,000 0.00%
30 ISHARES RUSSELL 2000 GROWTH ETF 16 2,000 0.00%
31 LKQ CORP 85 2,000 0.00%
32 DIAMONDROCK HOSPITALITY CO COM 200 2,000 0.00%
33 WORKDAY INC 32 2,000 0.00%
34 FRONTIER COMMUNICATIONS CORP 326 2,000 0.00%
35 BLUEROCK RESIDENTIAL GRW REI 200 2,000 0.00%
36 ISHARES TR 26 2,000 0.00%
37 TRINITY INDS INC 90 2,000 0.00%
38 HOSPITALITY PPTYS TR 90 2,000 0.00%
39 Pandora Media Inc 79 2,000 0.00%
40 DEVON ENERGY CORP NEW 50 2,000 0.00%
41 ADVISORSHARES TR 60 2,000 0.00%
42 SALESFORCE COM INC 33 2,000 0.00%
43 FRESH MKT INC 85 2,000 0.00%
44 AGILENT TECHNOLOGIES INC 88 3,000 0.00%
45 WESTROCK CO 54 3,000 0.00%
46 ISHARES RUSSELL 2000 VALUE ETF 32 3,000 0.00%
47 UBS GROUP AG 150 3,000 0.00%
48 NCR CORP NEW 147 3,000 0.00%
49 ABB LTD 160 3,000 0.00%
50 BOSTON SCIENTIFIC CORP 156 3,000 0.00%
Page 1 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-15-000211, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.