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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 172 Institutional holders with a total value of $401,257,131.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,201,849 43,471,000 10.83%
2 BlackRock Fund Advisors 1,009,086 36,499,000 9.10%
3 DIMENSIONAL FUND ADVISORS LP 805,351 29,130,000 7.26%
4 Bank of New York Mellon Corp 700,336 25,331,000 6.31%
5 MILLENNIUM MANAGEMENT LLC 629,556 22,771,000 5.67%
6 PRUDENTIAL FINANCIAL INC 537,357 19,436,000 4.84%
7 BlackRock Institutional Trust Company, N.A. 424,340 15,348,000 3.82%
8 STATE STREET CORP 384,397 13,899,000 3.46%
9 KENNEDY CAPITAL MANAGEMENT LLC 295,003 10,670,000 2.66%
10 SYSTEMATIC FINANCIAL MANAGEMENT LP 287,089 10,384,000 2.59%
11 PRICE T ROWE ASSOCIATES INC /MD/ 239,170 8,651,000 2.16%
12 NORTHERN TRUST CORP 206,826 7,481,000 1.86%
13 Numeric Investors LLC 205,385 7,429,000 1.85%
14 NORGES BANK 196,910 7,122,000 1.77%
15 GEODE CAPITAL MANAGEMENT, LLC 182,698 6,608,000 1.65%
16 JPMORGAN CHASE & CO 157,106 5,683,000 1.42%
17 JAMES INVESTMENT RESEARCH, INC. 144,077 5,212,000 1.30%
18 AMERIPRISE FINANCIAL INC 132,678 4,799,000 1.20%
19 PANAGORA ASSET MANAGEMENT INC 130,671 4,726,000 1.18%
20 DEUTSCHE BANK AG\ 114,867 4,152,000 1.03%
21 AQR CAPITAL MANAGEMENT LLC 112,921 4,085,000 1.02%
22 Shinko Asset Management Co., Ltd. 99,770 3,609,000 0.90%
23 Fisher Asset Management, LLC 99,770 3,609,000 0.90%
24 Interval Partners, LP 98,011 3,545,000 0.88%
25 PRINCIPAL FINANCIAL GROUP INC 95,032 3,437,000 0.86%
26 RUSSELL FRANK CO/ 94,472 3,417,000 0.85%
27 Greenwich Wealth Management LLC 92,740 3,354,000 0.84%
28 NEW YORK STATE COMMON RETIREMENT FUND 86,815 3,140,000 0.78%
29 FIRST TRUST ADVISORS LP 84,951 3,073,000 0.77%
30 RENAISSANCE TECHNOLOGIES LLC 83,800 3,031,000 0.76%
31 CITADEL ADVISORS LLC 74,809 2,706,000 0.67%
32 BARCLAYS PLC 72,109 2,596,000 0.65%
33 Shellback Capital, LP 71,512 2,587,000 0.64%
34 SHELL ASSET MANAGEMENT CO 48,416 2,529,000 0.63%
35 TFS CAPITAL LLC 62,816 2,272,000 0.57%
36 BlackRock Investment Management, LLC 62,466 2,259,000 0.56%
37 MORGAN STANLEY 60,057 2,172,000 0.54%
38 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 59,119 2,138,000 0.53%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 57,476 2,079,000 0.52%
40 ROYAL BANK OF CANADA 57,056 2,063,000 0.51%
41 CREDIT SUISSE AG/ 56,864 2,057,000 0.51%
42 Freedom Investment Management, Inc. 115,056 2,049,000 0.51%
43 BOGLE INVESTMENT MANAGEMENT L P /DE/ 56,025 2,026,000 0.50%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 51,648 1,868,000 0.47%
45 GOLDMAN SACHS GROUP INC 51,266 1,854,000 0.46%
46 PUTNAM INVESTMENTS LLC 51,220 1,853,000 0.46%
47 TIAA CREF INVESTMENT MANAGEMENT LLC 47,352 1,713,000 0.43%
48 Invesco Ltd. 43,209 1,563,000 0.39%
49 ALLIANCEBERNSTEIN L.P. 43,110 1,559,000 0.39%
50 GUGGENHEIM CAPITAL LLC 42,446 1,535,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.