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Institutional Investment Manager
WEATHERLY ASSET MANAGEMENT L. P.
WEATHERLY ASSET MANAGEMENT L. P. (CIK: 0000934745), located at 832 Camino Del Mar, Del Mar, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 152 holdings with a total value of $232,248,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ENTERTAINMENT TECH &P 233,228 1,000 0.00%
2 GENOIL INC 10,000 1,000 0.00%
3 MobilePro Corp New 150,000 1,000 0.00%
4 CYBERDEFENDER CORP CO 64,836 1,000 0.00%
5 VERISANTE TECHNOLOGY INC COM ISIN#CA92346G1046 17,874 2,000 0.00%
6 UNILIFE CORPORATION C 16,000 5,000 0.00%
7 ASTERES INC SER C PRE 12,500 11,000 0.00%
8 HOPE DIAMOND LLC ONE 50,000 50,000 0.02%
9 ENTROPIC COMMUNICA 20,159 54,000 0.02%
10 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 11,210 71,000 0.03%
11 NANOVIRICIDES INC 42,644 128,000 0.06%
12 PETMED EXPRESS INC 13,003 177,000 0.08%
13 PETROLEO BRASILEIRO SA PETRO 13,241 188,000 0.08%
14 CANADIAN OIL SANDS LT 10,360 191,000 0.08%
15 NUMEREX CORP PA 18,815 197,000 0.08%
16 DirectTV Com 2,373 205,000 0.09%
17 BERKSHIRE HATHAWAY INC-DEL CL 1 207,000 0.09%
18 PROGRESSIVE CORP OHIO 8,530 216,000 0.09%
19 Market Vectors Agribusiness ET 4,115 218,000 0.09%
20 SOUTHWEST AIRLS CO 6,507 220,000 0.09%
21 ONEOK PARTNERS LP 3,950 221,000 0.10%
22 ST JUDE MED INC 3,711 223,000 0.10%
23 SUNCOR ENERGY INC NEW 6,315 228,000 0.10%
24 ISHARES TR 6,607 236,000 0.10%
25 PUBLIC STORAGE PFD 5.375 DIV SER V PERP/CALL 10,400 238,000 0.10%
26 ISHARES TR 3,732 239,000 0.10%
27 AFLAC INC SUB DEB 52 10,000 243,000 0.10%
28 ISHARES INC 6,065 259,000 0.11%
29 ISHARES SILVER TR 16,086 263,000 0.11%
30 Kimco RLTY Corp 12,000 282,000 0.12%
31 ANADARKO PETROLE 2,850 289,000 0.12%
32 ORACLE CORP 7,654 293,000 0.13%
33 BANK AMERICA CORP 17,441 297,000 0.13%
34 Fidelity Diversified International Fund 8,508 307,000 0.13%
35 Citigroup Inc Dep 12,300 324,000 0.14%
36 SPDR S&P 500 ETF TR 1,649 325,000 0.14%
37 AMGEN INC 2,340 329,000 0.14%
38 POWERSHS DB MULTI SECT COMM 13,613 348,000 0.15%
39 Hewlett Packard Co 9,925 352,000 0.15%
40 ISHARES 8,404 365,000 0.16%
41 ISHARES TR 3,672 368,000 0.16%
42 POWERSHARES QQQ TRUST 3,798 375,000 0.16%
43 UNITED PARCEL SERVICE INC 4,052 398,000 0.17%
44 RAYONIER INC 13,042 406,000 0.17%
45 FACEBOOK INC 5,380 425,000 0.18%
46 CSX CORP 14,215 456,000 0.20%
47 CONAGRA BRANDS INC 14,565 481,000 0.21%
48 PHILIP MORRIS INTL INC 5,798 484,000 0.21%
49 ROYAL DUTCH SHELL PLC 6,494 494,000 0.21%
50 ALLEGION PUB LTD CO 10,517 501,000 0.22%
Page 1 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000934745-14-000005, filed 2014.10.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.