| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,718,032 | 69,445,000 | 19.43% | ||
| 2 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 2,045,355 | 52,259,000 | 14.63% | ||
| 3 | Invesco Ltd. | 1,943,900 | 49,667,000 | 13.90% | ||
| 4 | MORGAN STANLEY | 989,931 | 25,294,000 | 7.08% | ||
| 5 | Orion Porfolio Solutions, LLC | 850,603 | 21,733,000 | 6.08% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 624,378 | 15,954,000 | 4.46% | ||
| 7 | QS Investors, LLC | 526,444 | 13,451,000 | 3.76% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 420,149 | 10,735,000 | 3.00% | ||
| 9 | UBS AG | 296,031 | 7,564,000 | 2.12% | ||
| 10 | WELLS FARGO & COMPANY/MN | 250,062 | 6,389,000 | 1.79% | ||
| 11 | STEPHENS INC /AR/ | 242,389 | 6,193,000 | 1.73% | ||
| 12 | HARVARD MANAGEMENT CO INC | 188,949 | 4,828,000 | 1.35% | ||
| 13 | Glovista Investments LLC | 173,128 | 4,423,000 | 1.24% | ||
| 14 | Estate Counselors, LLC | 164,000 | 4,190,000 | 1.17% | ||
| 15 | LPL Financial LLC | 153,440 | 3,933,000 | 1.10% | ||
| 16 | Evanston Investments, Inc., dba Evanston Advisors | 136,881 | 3,497,000 | 0.98% | ||
| 17 | CITIGROUP INC | 134,400 | 3,434,000 | 0.96% | Call | |
| 18 | CITIGROUP INC | 126,200 | 3,224,000 | 0.90% | Put | |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 117,742 | 3,008,000 | 0.84% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 108,200 | 2,765,000 | 0.77% | Call | |
| 21 | BARCLAYS PLC | 80,200 | 2,005,000 | 0.56% | Call | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,789 | 1,967,000 | 0.55% | ||
| 23 | NOMURA HOLDINGS INC | 69,359 | 1,772,000 | 0.50% | ||
| 24 | ROYAL BANK OF CANADA | 64,016 | 1,635,000 | 0.46% | ||
| 25 | Quintium Advisors, LLC | 63,910 | 1,633,000 | 0.46% | ||
| 26 | BARCLAYS PLC | 60,900 | 1,523,000 | 0.43% | Put | |
| 27 | AMERICAN CENTURY COMPANIES INC | 58,915 | 1,505,000 | 0.42% | ||
| 28 | UBS AG | 55,800 | 1,426,000 | 0.40% | Put | |
| 29 | Neuberger Berman Group LLC | 55,053 | 1,406,000 | 0.39% | ||
| 30 | WELLINGTON MANAGEMENT GROUP LLP | 55,000 | 1,405,000 | 0.39% | ||
| 31 | GOLDMAN SACHS GROUP INC | 50,100 | 1,280,000 | 0.36% | Put | |
| 32 | BARCLAYS PLC | 46,237 | 1,156,000 | 0.32% | ||
| 33 | JPMORGAN CHASE & CO | 44,233 | 1,130,000 | 0.32% | ||
| 34 | CITIGROUP INC | 40,056 | 1,024,000 | 0.29% | ||
| 35 | GOLDMAN SACHS GROUP INC | 39,700 | 1,014,000 | 0.28% | Call | |
| 36 | WFG Advisors, LP | 39,433 | 1,008,000 | 0.28% | ||
| 37 | ASSETMARK, INC | 37,752 | 965,000 | 0.27% | ||
| 38 | NORTHERN TRUST CORP | 37,260 | 952,000 | 0.27% | ||
| 39 | HUNTINGTON NATIONAL BANK | 36,575 | 935,000 | 0.26% | PRN | |
| 40 | Argentus Capital Management, LLC | 35,282 | 901,000 | 0.25% | ||
| 41 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,200 | 823,000 | 0.23% | Put | |
| 42 | Strategic Capital Alternatives LLC | 30,149 | 770,000 | 0.22% | ||
| 43 | AFAM CAPITAL, INC. | 29,868 | 763,000 | 0.21% | ||
| 44 | Private Advisor Group, LLC | 28,232 | 721,000 | 0.20% | ||
| 45 | NATIONAL PLANNING CORP | 26,855 | 691,000 | 0.19% | ||
| 46 | OPPENHEIMER & CO INC | 25,435 | 650,000 | 0.18% | ||
| 47 | BARD ASSOCIATES INC | 23,387 | 598,000 | 0.17% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 22,395 | 572,000 | 0.16% | ||
| 49 | THOMPSON SIEGEL & WALMSLEY LLC | 21,985 | 562,000 | 0.16% | ||
| 50 | CREDIT SUISSE AG/ | 21,828 | 558,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
