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Institutional Investment Manager
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA (CIK: 0001000275), registered under Commercial Banks, Nec, located at Royal Bank Plaza, Toronto. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,540 holdings with a total value of $177,217,230,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 MANITEX INTL INC COM 100 1,000 0.00%
202 ALLIANCE ONE INTL INC 27 1,000 0.00%
203 AMERICAN RENAL ASSOCIATES HO 41 1,000 0.00%
204 TUNIU CORP 124 1,000 0.00%
205 ATHERSYS INC NEW 500 1,000 0.00%
206 ISHARES TR 31 1,000 0.00%
207 IMMUNE DESIGN CORP 72 1,000 0.00%
208 MIDDLEBURG FINANCIAL CORP 25 1,000 0.00%
209 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 100 1,000 0.00%
210 AIR LEASE CORP SR CV NT3.875 18 1,000 1,000 0.00% PRN
211 AMPIO PHARMACEUTICALS INC 1,000 1,000 0.00%
212 UNITED GUARDIAN INC 100 1,000 0.00%
213 CVD Equipment Corp 100 1,000 0.00%
214 INFUSYSTEM HLDGS INC 185 1,000 0.00%
215 VALUE LINE INC 88 1,000 0.00%
216 PDF SOLUTIONS INC COM 77 1,000 0.00%
217 CHESAPEAKE GRANITE WASH TR COM 366 1,000 0.00%
218 TRANSATLANTIC PETROLEUM LTD 477 1,000 0.00%
219 Handy & Harman Ltd 49 1,000 0.00%
220 MOMO INC 58 1,000 0.00%
221 WESTERN COPPER & GOLD CORP 1,075 1,000 0.00%
222 PATHFINDER BANCORP INC MD 100 1,000 0.00%
223 NL INDS INC COM NEW 464 1,000 0.00%
224 OCEAN PWR TECHNOLOGIES INC 220 1,000 0.00%
225 UNILIFE CORP NEW 468 1,000 0.00%
226 CHINA SOUTHN AIRLS LT 25 1,000 0.00%
227 REXAHN PHARMACEUTICALS INC 5,400 1,000 0.00%
228 REALPAGE INC COM 60 1,000 0.00%
229 Cosi Inc. 18,000 1,000 0.00%
230 TG THERAPEUTICS INC COM 86 1,000 0.00%
231 WPCS INTL INC COM PAR $.0001 N 650 1,000 0.00%
232 CITI TRENDS INC COM 74 1,000 0.00%
233 DOCUMENT SEC SYS INC 1,250 1,000 0.00%
234 CONTRAVIR PHARMACEUTICALS IN 493 1,000 0.00%
235 WOORI BK 45 1,000 0.00%
236 SILICONWARE PRECISION INDS L 125 1,000 0.00%
237 NATIONAL BANK 36 1,000 0.00%
238 New Home Company Inc (The) 135 1,000 0.00%
239 KIRKLANDS INC COM 53 1,000 0.00%
240 LIVEPERSON INC 114 1,000 0.00%
241 UNISYS CORP 103 1,000 0.00%
242 Comstock Mining Inc 1,917 1,000 0.00%
243 AMBAC FINL GROUP INC 74 1,000 0.00%
244 CHEETAH MOBILE INC 69 1,000 0.00%
245 NET 1 UEPS TECHNOLOGIES INC 126 1,000 0.00%
246 VECTRUS INC 62 1,000 0.00%
247 SANOFI 2,827 1,000 0.00%
248 IMPAC MTG HLDGS INC COM NEW 75 1,000 0.00%
249 ADAMS RES & ENERGY INC 17 1,000 0.00%
250 EGAIN CORP 200 1,000 0.00%
Page 5 of 131

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086306, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.