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Institutional Investment Manager
ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC (CIK: 0001009012) incorporated in Delaware, located at 1001 Tahoe Blvd., Incline Village, NV. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001009012-16-000026) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 Workday Inc 12,785,000 121,059 5.72% PRN
2 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 1,000,000 114,340 5.40% PRN
3 RTW HLDGS INC 600,000 110,110 5.20% PRN
4 MICRON TECHNOLOGY INC SR SB CV NT 3 43 1,805,000 101,430 4.79% PRN
5 Welltower Inc 1,467,085 99,043 4.68%
6 Royal Gold Inc 18,830,000 97,620 4.61% PRN
7 LIBERTY MEDIA CORP DELAWARE 100,978,000 85,829 4.05% PRN
8 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 6,045,000 82,320 3.89% PRN
9 SALESFORCE COM INC SR CV NT 0.25 18 27,405,000 76,286 3.60% PRN
10 LABORATORY CORP AMER HLDGS NOTE 9/1 40,705,000 63,791 3.01% PRN
11 TRULIA INC 18,970,000 62,628 2.96% PRN
12 MOLINA HEALTHCARE INC 21,080,000 54,868 2.59% PRN
13 AKAMAI TECHNOLOGIES INC 15,000,000 51,525 2.43% PRN
14 MERCADOLIBRE INC 2,590,000 41,566 1.96% PRN
15 NEW YORK CMNTY CAP TR V BIFURCATED OPT NT UNIT SECS BONUSES 818,636 41,014 1.94%
16 SAFEGUARD SCIENTIFICS IN 2,650,000 38,716 1.83% PRN
17 ELECTRONICS FOR IMAGING INC 36,277,000 37,946 1.79% PRN
18 COLONY CAP INC 41,755,000 37,787 1.78% PRN
19 AEGEAN MARINE PETE NETWORK I 2,340,000 34,272 1.62% PRN
20 COWEN GROUP INC NEW 34,362,000 34,247 1.62% PRN
21 WORKDAY INC 5,715,000 33,469 1.58% PRN
22 NXP SEMICONDUCTORS N V 5,450,000 32,017 1.51% PRN
23 IGI LABORATORIES INC 11,747,000 31,677 1.50% PRN
24 INTERDIGITAL INC 5,195,000 31,367 1.48% PRN
25 LIBERTY MEDIA CORP 1,310,000 30,039 1.42% PRN
26 CEMEX SAB DE CV NOTE 3.750 3/1 13,210,000 29,104 1.37% PRN
27 SOLAZYME INC 15,510,000 28,057 1.32% PRN
28 RTI INTL METALS INC SR CV NT1.625 19 73,503,000 26,563 1.25% PRN
29 CITRIX SYS INC 50,066,000 25,413 1.20% PRN
30 PDL BIOPHARMA INC 8,340,000 20,846 0.98% PRN
31 CORE LABORATORIES NV 23,560,000 20,117 0.95% PRN
32 EZCORP INC 4,875,000 18,259 0.86% PRN
33 SERVICESOURCE INTL INC 1,380,000 18,171 0.86% PRN
34 PROSPECT CAPITAL CORPORATION 101,404,000 17,725 0.84% PRN
35 CARRIAGE SVCS INC NOTE 2.750 3/1 25,174,000 16,508 0.78% PRN
36 RPM INTL INC SR GLBL CV NT 20 33,427,000 16,267 0.77% PRN
37 ALTRA INDL MOTION CORP 6,275,000 15,681 0.74% PRN
38 JOHNSON & JOHNSON 127,000 15,405 0.73%
39 XILINX INC SR NT CV2.625 17 25,448,000 14,694 0.69% PRN
40 ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 1,500,000 14,672 0.69% PRN
41 CHESAPEAKE ENERGY CORP 1,400,000 14,555 0.69% PRN
42 PORTFOLIO RECOVERY ASSOCS IN 33,638,000 13,748 0.65% PRN
43 GENERAL MTRS CO 1,132,476 11,857 0.56%
44 SEACOR HOLDINGS INC 5,580,000 11,824 0.56% PRN
45 SEQUENOM INC 7,870,000 11,283 0.53% PRN
46 BGC PARTNERS INC 4,339,000 10,740 0.51% PRN
47 TPG Specialty Lending Inc 29,676,000 10,081 0.48% PRN
48 INTEL CORP JR SB CONV DB 35 24,720,000 9,800 0.46% PRN
49 BROOKDALE SR LIVING INC 200,000 9,758 0.46% PRN
50 WELLS FARGO & CO NEW 7,069 9,084 0.43%
Page 1 of 3
Restatement filing (0001009012-16-000027) filed in 2016.08.16
#
Name
Shares
Value ($)
%
Options
Notes
51 PORTFOLIO RECOVERY ASSOCS IN 33,638,000 26,027 1.21% PRN
52 Red Hat Inc 19,530,000 23,716 1.10% PRN
53 CORE LABORATORIES NV 23,560,000 23,648 1.10% PRN
54 KEYW HLDG CORP 24,725,000 23,118 1.07% PRN
55 MOLINA HEALTHCARE INC 21,080,000 23,043 1.07% PRN
56 WEATHERFORD INTL LTD 20,270,000 22,120 1.03% PRN
57 Royal Gold Inc 18,830,000 20,099 0.93% PRN
58 NATIONAL HEALTH INVS INC 17,167,000 19,034 0.88% PRN
59 B2GOLD CORP 17,715,000 17,541 0.81% PRN
60 ENERNOC 22,240,000 16,068 0.75% PRN
61 Workday Inc 12,785,000 14,911 0.69% PRN
62 AKAMAI TECHNOLOGIES INC 15,000,000 14,813 0.69% PRN
63 CEMEX SAB DE CV NOTE 3.750 3/1 13,210,000 13,631 0.63% PRN
64 SPECTRANETICS CORP 12,256,000 10,946 0.51% PRN
65 RESOURCE CAP CORP 10,815,000 10,626 0.49% PRN
66 IGI LABORATORIES INC 11,747,000 10,616 0.49% PRN
67 ICONIX BRAND GROUP INC 11,770,000 9,593 0.45% PRN
68 AEGERION PHARMACEUTICALS INC 15,070,000 8,505 0.40% PRN
69 SOLAZYME INC 15,510,000 8,126 0.38% PRN
70 PDL BIOPHARMA INC 8,340,000 7,913 0.37% PRN
71 ALTRA INDL MOTION CORP 6,275,000 7,162 0.33% PRN
72 WORKDAY INC 5,715,000 6,369 0.30% PRN
73 NXP SEMICONDUCTORS N V 5,450,000 5,934 0.28% PRN
74 INTEGRATED DEVICE TECHNOLOGY 6,020,000 5,862 0.27% PRN
75 SEACOR HOLDINGS INC 5,580,000 5,441 0.25% PRN
76 INTERDIGITAL INC 5,195,000 5,425 0.25% PRN
77 AMYRIS INC 15,037,000 5,263 0.24% PRN
78 SOLAZYME INC 8,590,000 5,111 0.24% PRN
79 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 5,350,000 4,668 0.22% PRN
80 SEQUENOM INC 7,870,000 4,643 0.22% PRN
81 BGC PARTNERS INC 4,339,000 4,337 0.20% PRN
82 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 6,045,000 4,281 0.20% PRN
83 EZCORP INC 4,875,000 4,089 0.19% PRN
84 GLOBAL EAGLE ENTMT INC 4,980,000 3,636 0.17% PRN
85 MERCADOLIBRE INC 2,590,000 3,276 0.15% PRN
86 PRICELINE GRP INC SR CONV NT0.9 21 2,740,000 2,786 0.13% PRN
87 SAFEGUARD SCIENTIFICS IN 2,650,000 2,706 0.13% PRN
88 ANTHEM INC 1,250,000 2,292 0.11% PRN
89 SPIRIT RLTY CAP INC NEW 1,940,000 2,081 0.10% PRN
90 FXCM INC 5,375,000 1,922 0.09% PRN
91 COLONY CAP INC 5 04/15/2023 1,995,000 1,920 0.09% PRN
92 AEGEAN MARINE PETE NETWORK I 2,340,000 1,881 0.09% PRN
93 SEACOR HOLDINGS INC 2,145,000 1,729 0.08% PRN
94 EURONET WORLDWIDE INC 1,500,000 1,725 0.08% PRN
95 GSV CAP CORP 1,595,000 1,468 0.07% PRN
96 ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 1,500,000 1,453 0.07% PRN
97 MICRON TECHNOLOGY INC SR SB CV NT 3 43 1,805,000 1,376 0.06% PRN
98 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 2,140,000 1,236 0.06% PRN
99 DEPOMED INC NOTE 2.500 9/0 1,000,000 1,211 0.06% PRN
100 SERVICESOURCE INTL INC 1,380,000 1,203 0.06% PRN
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