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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,405 holdings with a total value of $58,871,139,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 JOY GLOBAL INCORPORATED 2,437,791 68,258,000 0.12%
202 MOHAWK INDS 340,176 67,927,000 0.12%
203 GENERAL DYNAMICS CORP 391,905 67,666,000 0.11%
204 ALLERGAN PLC 321,700 67,560,000 0.11% Put
205 ARCHER DANIELS MIDLAND CO 1,479,378 67,534,000 0.11%
206 US BANCORP DEL 1,312,639 67,430,000 0.11%
207 BAXTER INTL INC 1,510,220 66,963,000 0.11%
208 CATERPILLAR INC 721,400 66,903,000 0.11% Call
209 VISA INC 843,600 65,818,000 0.11% Call
210 NCR CORP NEW 1,620,870 65,742,000 0.11%
211 TERRAFORM PWR INC CL A COM 6,080,922 65,724,000 0.11%
212 INGERSOLL-RAND PLC 873,145 65,521,000 0.11%
213 ABBOTT LABS 1,704,508 65,470,000 0.11%
214 GULFPORT ENERGY CORP 3,021,330 65,381,000 0.11%
215 PITNEY BOWES INC 4,302,366 65,353,000 0.11%
216 DICKS SPORTING GOODS INC 1,229,577 65,291,000 0.11%
217 CELANESE CORP DEL 829,084 65,282,000 0.11%
218 PRICELINE GRP INC 44,403 65,098,000 0.11%
219 OWENS CORNING NEW 1,257,352 64,829,000 0.11%
220 ALLERGAN PLC 306,600 64,389,000 0.11% Call
221 CABELAS INC 1,098,918 64,342,000 0.11%
222 GLAXOSMITHKLINE PLC 1,668,090 64,238,000 0.11%
223 INTERXION HOLDING N.V 1,811,768 63,539,000 0.11%
224 BIOGEN INC 223,500 63,380,000 0.11% Put
225 DR PEPPER SNAPPLE GROUP INC 695,101 63,025,000 0.11%
226 CISCO SYS INC 2,085,295 63,018,000 0.11%
227 HERSHEY CO 605,367 62,613,000 0.11%
228 HANESBRANDS INC 2,897,262 62,493,000 0.11%
229 AMERICAN AIRLS GROUP INC 1,336,300 62,392,000 0.11% Put
230 EXACT SCIENCES CORP 4,661,571 62,279,000 0.11%
231 MICRON TECHNOLOGY INC 2,818,400 61,780,000 0.10% Put
232 QUINTILES IMS HOLDINGS INC 808,187 61,463,000 0.10%
233 EQUITY COMWLTH COM SH BEN INT 2,027,681 61,317,000 0.10%
234 UNITED CONTL HLDGS INC 826,100 60,206,000 0.10% Call
235 INTEL CORP 1,659,600 60,194,000 0.10% Put
236 D R HORTON INC 2,197,981 60,071,000 0.10%
237 TRINITY INDS INC 46,722,000 59,932,000 0.10% PRN
238 REGENERON PHARMACEUTICALS 160,300 58,845,000 0.10% Put
239 EXXON MOBIL CORP 651,600 58,813,000 0.10% Put
240 VCA INCORPORATED 853,436 58,589,000 0.10%
241 VALERO ENERGY CORP NEW 852,204 58,222,000 0.10%
242 REGENERON PHARMACEUTICALS 157,700 57,890,000 0.10% Call
243 ABBVIE INC 921,779 57,722,000 0.10%
244 EXXON MOBIL CORP 639,450 57,717,000 0.10%
245 WELLS FARGO & CO NEW 1,043,106 57,485,000 0.10%
246 SYSCO CORP 1,034,931 57,305,000 0.10%
247 CORECIVIC INC 2,338,595 57,202,000 0.10%
248 VIACOM INC NEW 1,626,331 57,084,000 0.10%
249 NABORS INDUSTRIES LTD 3,480,682 57,083,000 0.10%
250 KLA-TENCOR CORP 721,658 56,780,000 0.10%
Page 5 of 69

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-17-008946, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.