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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,076 holdings with a total value of $62,656,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 NEONODE INC 8 0 0.00%
1052 LIBERTY MEDIA CORP DEL 4 0 0.00%
1053 WP GLIMCHER IN COM 42 0 0.00%
1054 COEUR MNG INC 10 0 0.00%
1055 INVENTERGY GLOBAL INC COM NEW 10 0 0.00%
1056 SERVOTRONICS INC 3 0 0.00%
1057 ISHARES S&P GSCI COMMODITY I 14 0 0.00%
1058 Senomyx Inc 0 0 0.00%
1059 PIPER JAFFRAY COS 7 0 0.00%
1060 EXFO INC 0 0 0.00%
1061 SHERWIN WILLIAMS CO 0 0 0.00%
1062 HANSEN MEDICAL INC 100 0 0.00%
1063 SEVENTY SEVEN ENERGY INC - escrow shares 255 0 0.00%
1064 WPX ENERGY INC 33 0 0.00%
1065 LIBERTY MEDIA CORP SERIES C 24 0 0.00%
1066 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 2 0 0.00%
1067 CALIX INC COM 2 0 0.00%
1068 ProFire Energy 36 0 0.00%
1069 TURTLE BEACH CORP COM 280 0 0.00%
1070 VECTRUS INC 6 0 0.00%
1071 FLEX PHARMA INC COM 0 0 0.00%
1072 NUVEEN VIRGINIA QLTY MUNCPL 10 0 0.00%
1073 ZHONE TECHNOLOGIES INC NEW 7 0 0.00%
1074 Stereotaxis Inc 100 0 0.00%
1075 AMERICAN HOMES 4 RENT CL A 24 0 0.00%
1076 ADVANCE AUTO PARTS INC 3 0 0.00%
Page 22 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-16-000016, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.