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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,114 holdings with a total value of $56,801,000.
#
Name
Shares
Value ($)
%
Options
Notes
1101 DASAN ZHONE SOLUTIONS INC 7 0 0.00%
1102 COEUR MNG INC 10 0 0.00%
1103 NUVEEN VIRGINIA QLTY MUNCPL 10 0 0.00%
1104 NEONODE INC 8 0 0.00%
1105 ProFire Energy 36 0 0.00%
1106 VECTRUS INC 6 0 0.00%
1107 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 2 0 0.00%
1108 ASURE SOFTWARE INC COM 15 0 0.00%
1109 LEJU HLDGS LTD 24 0 0.00%
1110 ACURA PHARMACEUTICALS INC 6 0 0.00%
1111 CYTORI THERAPEUTICS INC 34 0 0.00%
1112 LIBERTY MEDIA CORP DELAWARE 11 0 0.00%
1113 WPX ENERGY INC 33 0 0.00%
1114 Stereotaxis Inc 100 0 0.00%
Page 23 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-16-000017, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.