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DASAN ZHONE SOLUTIONS INC
DASAN ZHONE SOLUTIONS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $8,612,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 4,781,290 5,451,000 63.30%
2 BlackRock Institutional Trust Company, N.A. 835,713 953,000 11.07%
3 VANGUARD GROUP INC 754,358 860,000 9.99%
4 ALGERT GLOBAL LLC 259,815 309,000 3.59%
5 RENAISSANCE TECHNOLOGIES LLC 156,385 178,000 2.07%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 119,522 136,000 1.58%
7 GEODE CAPITAL MANAGEMENT, LLC 107,910 123,000 1.43%
8 DIMENSIONAL FUND ADVISORS LP 100,212 114,000 1.32%
9 RAYMOND JAMES TRUST N.A. 72,900 83,000 0.96%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 72,100 82,000 0.95%
11 BlackRock Fund Advisors 66,625 76,000 0.88%
12 NORTHERN TRUST CORP 48,936 56,000 0.65%
13 Bank of New York Mellon Corp 37,745 43,000 0.50%
14 PANAGORA ASSET MANAGEMENT INC 36,183 41,000 0.48%
15 CITADEL ADVISORS LLC 24,345 28,000 0.33%
16 JACOBS LEVY EQUITY MANAGEMENT, INC 21,251 24,000 0.28%
17 Virtu KCG Holdings LLC 15,725 18,000 0.21%
18 STATE STREET CORP 14,255 15,000 0.17%
19 UBS Group AG 9,580 11,000 0.13%
20 BlackRock Investment Management, LLC 4,377 5,000 0.06%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 499 1,000 0.01%
22 Advisory Services Network, LLC 1,100 1,000 0.01%
23 US BANCORP \DE\ 1,000 1,000 0.01%
24 PNC FINANCIAL SERVICES GROUP, INC. 500 1,000 0.01%
25 GLOBEFLEX CAPITAL L P 501 1,000 0.01%
26 WFG Advisors, LP 500 1,000 0.01%
27 ADVISOR GROUP, INC. 425 0 0.00%
28 WELLS FARGO & COMPANY/MN 61 0 0.00%
29 CAPITAL GUARDIAN TRUST CO 30 0 0.00%
30 DEUTSCHE BANK AG\ 2 0 0.00%
31 THOMPSON DAVIS & CO., INC. 7 0 0.00%
32 Creative Planning 138 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.