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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,136 holdings with a total value of $60,348,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 7 1,000 0.00%
52 LIONS GATE ENTMNT CORP CL B NON VTG 36 1,000 0.00%
53 LOEWS CORP 29 1,000 0.00%
54 QUALITY CARE PPTYS INC 42 1,000 0.00%
55 EQT CORP 14 1,000 0.00%
56 BARCLAYS BANK PLC 29 1,000 0.00%
57 OCEAN PWR TECHNOLOGIES INC 400 1,000 0.00%
58 ORBITAL ATK INC 15 1,000 0.00%
59 NEUBERGER BERMAN RE ES SEC FD 250 1,000 0.00%
60 PIPER JAFFRAY COS 7 1,000 0.00%
61 RAYONIER INC 41 1,000 0.00%
62 CAMDEN PROPERTY TRUS 17 1,000 0.00%
63 LIFE STORAGE INC 10 1,000 0.00%
64 QTS RLTY TR INC 43 2,000 0.00%
65 PHILLIPS 66 28 2,000 0.00%
66 KAR AUCTION SVCS INC 47 2,000 0.00%
67 RPM INTL INC SR GLBL CV NT 20 2,120 2,000 0.00%
68 MICRON TECHNOLOGY INC SR SB CV NT 3 43 2,099 2,000 0.00%
69 LIBERTY M SIRIUSXM A 48 2,000 0.00%
70 PENN WEST PETE LTD NEW 1,000 2,000 0.00%
71 PRECISION DRILLING CORP 295 2,000 0.00%
72 INVESCO LTD 80 2,000 0.00%
73 ETFS PHYSICAL PALLADIUM SHARES 26 2,000 0.00%
74 TCP CAP CORP NOTE 5.25012/1 2,104 2,000 0.00%
75 DOMINION RES INC VA NEW UNIT 08/15/2019 40 2,000 0.00%
76 MITEL NETWORKS CORP 245 2,000 0.00%
77 PRAXAIR INC 17 2,000 0.00%
78 LATTICE SEMICONDUCTOR CORP 250 2,000 0.00%
79 Welltower Inc 35 2,000 0.00%
80 Cambium Learning Group Inc 500 2,000 0.00%
81 THERMO FISHER SCIENTIFIC INC 13 2,000 0.00%
82 FINJAN HLDGS INC 2,000 2,000 0.00%
83 LIBERTY GLOBAL PLC 56 2,000 0.00%
84 SELECT SECTOR SPDR TR 36 2,000 0.00%
85 XCEL ENERGY INC 49 2,000 0.00%
86 WEATHERFORD INTL LTD 2,109 2,000 0.00%
87 NEWMONT MINING CORP SR NT CV1.625 17 2,102 2,000 0.00%
88 AXCELIS TECHNOLOGIES INC 125 2,000 0.00%
89 TRANSGLOBE ENERGY CORP 1,200 2,000 0.00%
90 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 2,100 2,000 0.00%
91 POWERSHS DB MULTI SECT COMM 125 2,000 0.00%
92 Teladoc, Inc. 125 2,000 0.00%
93 TOP IMAGE SYSTEMS LTD 2,000 2,000 0.00%
94 CHIPOTLE MEXICAN GRILL INC 4 2,000 0.00%
95 FIRSTENERGY CORP 70 2,000 0.00%
96 OVASCIENCE INC COM 1,050 2,000 0.00%
97 POWER SOLUTIONS INTL INC 250 2,000 0.00%
98 STORE CAP CORP COM 94 2,000 0.00%
99 ADIENT PLC 26 2,000 0.00%
100 DYCOM INDS INC 2,109 2,000 0.00%
Page 2 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-17-000001, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.