| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 30,529,000 | 31,788,000 | 25.87% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 29,800,000 | 31,067,000 | 25.28% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 14,828,000 | 15,476,000 | 12.59% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,530,000 | 11,962,000 | 9.73% | ||
| 5 | CITADEL ADVISORS LLC | 5,500,000 | 5,730,000 | 4.66% | PRN | |
| 6 | JPMORGAN CHASE & CO | 5,315,000 | 5,481,000 | 4.46% | PRN | |
| 7 | SSI INVESTMENT MANAGEMENT LLC | 3,129,000 | 3,246,000 | 2.64% | PRN | |
| 8 | Bank of New York Mellon Corp | 3,000,000 | 3,094,000 | 2.52% | ||
| 9 | TD ASSET MANAGEMENT INC | 2,496,000 | 2,602,000 | 2.12% | ||
| 10 | THRIVENT FINANCIAL FOR LUTHERANS | 1,615,000 | 1,676,000 | 1.36% | ||
| 11 | PUTNAM INVESTMENTS LLC | 1,326,000 | 1,321,000 | 1.07% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,139,000 | 1,175,000 | 0.96% | PRN | |
| 13 | Context Capital Management, LLC | 1,118,000 | 1,164,000 | 0.95% | PRN | |
| 14 | BARCLAYS PLC | 1,047,000 | 1,086,000 | 0.88% | PRN | |
| 15 | LAFFER TENGLER INVESTMENTS, INC. | 1,000 | 1,045,916 | 0.85% | ||
| 16 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,000,000 | 1,044,000 | 0.85% | PRN | |
| 17 | PRELUDE CAPITAL MANAGEMENT, LLC | 995,000 | 1,037,000 | 0.84% | PRN | |
| 18 | RUSSELL INVESTMENTS GROUP, LTD. | 1,000,000 | 1,037,000 | 0.84% | ||
| 19 | CREDIT SUISSE AG/ | 776,000 | 805,000 | 0.66% | PRN | |
| 20 | Hedeker Wealth, LLC | 370 | 383,000 | 0.31% | PRN | |
| 21 | GOLDMAN SACHS GROUP INC | 279,000 | 289,000 | 0.24% | PRN | |
| 22 | ROYAL BANK OF CANADA | 200,000 | 206,000 | 0.17% | PRN | |
| 23 | Jefferies Group LLC | 102,000 | 105,000 | 0.09% | PRN | |
| 24 | SII INVESTMENTS INC/WI | 30,000 | 31,000 | 0.03% | PRN | |
| 25 | Commonwealth Equity Services, Inc | 23,000 | 24,000 | 0.02% | ||
| 26 | LPL Financial LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 27 | THOMPSON DAVIS & CO., INC. | 2,104 | 2,000 | 0.00% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.00% | PRN | |
| 29 | Wellesley Asset Management | 818 | 853 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
