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Institutional Investment Manager
ROTHSCHILD INVESTMENT LLC /IL
ROTHSCHILD INVESTMENT LLC /IL (CIK: 0001020918) incorporated in Illinois, located at 311 South Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 474 holdings with a total value of $831,039,000.
#
Name
Shares
Value ($)
%
Options
Notes
451 Turkiye Garanti Bankasi AS 37,547 78,000 0.01%
452 PJSC Gazprom Sp ADR 15,004 76,000 0.01%
453 ADVANTAGE OIL & GAS LTD 11,000 74,000 0.01%
454 Akbank TAS ADR 16,743 73,000 0.01%
455 FRANKLIN CUSTODIAN FDS INC 31,752 73,000 0.01%
456 NEVSUN RESOURCES LTD 23,000 71,000 0.01%
457 FEDERATED EQUITY FDS KAUFMANN 13,911 68,000 0.01%
458 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 10,000 62,000 0.01%
459 Abraxas Petroleum Corp 20,000 51,000 0.01%
460 AMERICAN FDS MONEY MKT CL F-1 40,535 41,000 0.00%
461 NATIONAL BANK OF GREECE-ADR 145,245 39,000 0.00%
462 TURK TELEKOMUNIKASYON ADR 11,616 34,000 0.00%
463 COBALT INTERNATIONAL ENERGY 14,520 18,000 0.00%
464 INVESCO TREASURERS SER TR PREM 11,604 12,000 0.00%
465 PPC LTD ADR 16,151 11,000 0.00%
466 COPPER MOUNTAIN MINING COM 10,000 7,000 0.00%
467 CANADIAN ZINC CORP COM 10,000 2,000 0.00%
468 MEMORIAL PRODTN PARTNERS LP 17,550 2,000 0.00%
469 QRS MUSIC TECHNOLOGIES COM 15,000 1,000 0.00%
470 RUSHNET INC COM 4,000,000 0 0.00%
471 AMBIT BIOSCIENCE CONT VAL-POSS 30,630 0 0.00%
472 100,000THS CEF COHEN & STEERS 87,208 0 0.00%
473 VANTAGE DRILLING COMPA ORD SHS 15,000 0 0.00%
474 RSTK STD BANCSHARES INC HICKOR 104,086 0 0.00%
Page 10 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001020918-17-000002, filed 2017.01.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.