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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
4501 NRG Yield Inc 10 0 0.00%
4502 TOWN SPORTS INTL HLDGS INC 20 0 0.00%
4503 AVX CORP NEW 19 0 0.00%
4504 NATIONAL INFO CONSORTIUM INC 16 0 0.00%
4505 SPDR S&P 600 SMALL CAP GROWTH ETF 0 0 0.00%
4506 ALLOT COMMUNICATIONS LTD 28 0 0.00%
4507 NGP CAPITAL RESOUR 12 0 0.00%
4508 CITI TRENDS INC COM 11 0 0.00%
4509 HORNBECK OFFSHORE SVCS IN 7 0 0.00%
4510 ISHARES TR 12 0 0.00%
4511 CHILDRENS PL INC 7 0 0.00%
4512 VAIL RESORTS INC 3 0 0.00%
4513 TOP SHIPS INC 333 0 0.00%
4514 LUMENIS LTD 5 0 0.00%
4515 CHESAPEAKE LODGING TRUSTSH BEN INT 14 0 0.00%
4516 BIOANALYTICAL SYS INC 3 0 0.00%
4517 BLACKROCK CORPOR HI YLD FD I 1 0 0.00%
4518 FIRST POTOMAC RLTY TR COM 9 0 0.00%
4519 CHEMTURA CORP 1 0 0.00%
4520 Unwired Planet, Inc. 23 0 0.00%
4521 MDC PARTNERS INC 14 0 0.00%
4522 CHEMED CORP NEW 4 0 0.00%
4523 CEVA INC 22 0 0.00%
4524 HARRIS & HARRIS GROUP INC 100 0 0.00%
4525 SPAR GROUP INC 200 0 0.00%
4526 INTERNATIONAL SHIPHLDG CO 2 0 0.00%
4527 MODUSLINK GLOBAL SOLUTIONS INC 45 0 0.00%
4528 CENTRAL EUR RUSS & TURK FD I 16 0 0.00%
4529 DORAL FINL CORP 36 0 0.00%
4530 Francesca's Holdings Corporati 11 0 0.00%
4531 GLOBE SPECIALTY METALS INC 20 0 0.00%
4532 FRANKLIN STREET PPTY CP 29 0 0.00%
4533 GOL LINHAS AEREAS INTELIGENTES SA 67 0 0.00%
4534 ALERE INC 9 0 0.00%
4535 DRDGOLD LIMITED 110 0 0.00%
4536 BLOUNT INTL INC NEW 14 0 0.00%
4537 SUPERTEL HOSPITALITY INC MD 62 0 0.00%
4538 MGIC INVT CORP WIS 50 0 0.00%
4539 PLEXUS CORP COM 9 0 0.00%
4540 DIAMOND RESORTS INTL INC COM 20 0 0.00%
4541 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 178 0 0.00%
4542 USEC INC COM NEW DELETED 60 0 0.00%
4543 POWERSHARES QQQ TRUST 0 0 0.00%
4544 DREAMWORKS ANIMATION SKG INC 16 0 0.00%
4545 AMAG PHARMACEUTICALS INC 15 0 0.00%
4546 LAKES ENTERTAINMEN 74 0 0.00%
4547 PEPCO HOLDINGS INC 14 0 0.00%
4548 AMBIENT CORPORATION NEW 140 0 0.00%
4549 GOLDEN STAR RES LTD CDA 250 0 0.00%
4550 CATERPILLAR INC 2 0 0.00%
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