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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 477,670 89,869 2.62%
2 ISHARES TR 695,172 80,876 2.36%
3 SPDR SERIES TRUST 1,500,693 62,009 1.81%
4 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 636,113 60,043 1.75%
5 ISHARES TR 508,254 44,174 1.29%
6 ISHARES TR 444,899 42,689 1.25%
7 SPDR SER TR 1,351,340 41,851 1.22%
8 APPLE INC 76,625 41,128 1.20%
9 PROSHARES TR 387,885 40,848 1.19%
10 VANGUARD INDEX FDS 404,768 39,453 1.15%
11 SELECT SECTOR SPDR TR 832,703 39,370 1.15%
12 VANGUARD SPECIALIZED FUNDS 519,578 39,088 1.14%
13 PROSHARES TR 443,955 38,291 1.12%
14 ISHARES TR 308,288 37,929 1.11%
15 PIMCO ETF TR 341,272 36,383 1.06%
16 ISHARES TR 714,626 36,239 1.06%
17 VANGUARD BD INDEX FDS 435,531 34,882 1.02%
18 ISHARES TR 402,147 34,718 1.01%
19 ISHARES TR 483,916 33,153 0.97%
20 ISHARES TR 525,618 32,985 0.96%
21 ISHARES RUSSELL 2000 GROWTH ETF 224,294 30,517 0.89%
22 SPDR S&P 500 ETF TR 157,362 29,428 0.86%
23 JPMORGAN CHASE & CO 614,044 28,443 0.83%
24 ISHARES TR 263,573 27,815 0.81%
25 AT&T INC 762,950 26,757 0.78%
26 EXXON MOBIL CORP 272,600 26,628 0.78%
27 SELECT SECTOR SPDR TR 1,068,766 23,876 0.70%
28 ISHARES TR 459,828 23,442 0.68%
29 ISHARES TR 282,894 23,129 0.67%
30 ISHARES TR 252,987 23,037 0.67%
31 ISHARES RUSSELL 2000 GROWTH ETF 167,239 22,961 0.67%
32 PROCTER AND GAMBLE CO 260,573 21,002 0.61%
33 VERIZON COMMUNICATIONS INC 435,587 20,721 0.60%
34 ISHARES TR 203,929 20,360 0.59%
35 ISHARES INC 418,587 20,331 0.59%
36 ISHARES TR 294,935 20,271 0.59%
37 VANGUARD INTL EQUITY INDEX F 341,285 20,119 0.59%
38 GENERAL ELECTRIC CO 770,426 19,946 0.58%
39 SELECT SECTOR SPDR TR 214,613 19,113 0.56%
40 BERKSHIRE HATHAWAY INC DEL 147,163 18,391 0.54%
41 ISHARES TR 212,885 18,266 0.53%
42 SELECT SECTOR SPDR TR 493,713 17,946 0.52%
43 POWERSHARES ETF TR II 570,458 17,753 0.52%
44 COLGATE PALMOLIVE CO 273,074 17,714 0.52%
45 SPDR DOW JONES INDL AVRG ETF 102,438 16,824 0.49%
46 VANGUARD TAX-MANAGED FDS 404,609 16,698 0.49%
47 VANGUARD INTL EQUITY INDEX F 396,512 16,090 0.47%
48 VANGUARD INDEX FDS 198,558 15,509 0.45%
49 ISHARES TR 154,149 15,509 0.45%
50 VANGUARD INDEX FDS 179,216 15,230 0.44%
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