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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
51 CEPHEID 14,660,000 12,782 1.43% PRN
52 CHEVRON CORP NEW 5,722 600 0.07%
53 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
54 CHURCH & DWIGHT 38,612 3,973 0.45%
55 CHURCH & DWIGHT 8,000 821 0.09% Call
56 CIENA CORP 128,520 2,410 0.27%
57 CIGNA CORPORATION 12,386 1,585 0.18%
58 CINTAS CORP 14,029 1,377 0.15%
59 CLOROX CO DEL 32,337 4,476 0.50%
60 CMS ENERGY CORP 93,938 4,308 0.48%
61 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
62 COCA COLA CO 20,562 932 0.10%
63 COCA COLA CONS INC COM 2,997 442 0.05%
64 COMCAST CORP NEW 87,946 5,733 0.64%
65 CONCHO RESOURCES 2,685 320 0.04%
66 CONSTELLATION BRANDS INC 11,776 1,947 0.22%
67 COOPER COS INC 12,607 2,163 0.24%
68 COSTCO WHSL CORP NEW 18,139 2,849 0.32%
69 CROWN CASTLE INTL CORP NEW 5,820 591 0.07%
70 CSG SYS INTL INC 6,025 243 0.03%
71 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
72 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
73 CUBESMART 42,347 1,308 0.15%
74 CUMULUS MEDIA INC 20,612 6 0.00%
75 Casella Waste SYS 19,892 156 0.02%
76 DANAHER CORP DEL 61,143 6,175 0.69%
77 DAVE & BUSTERS ENTMT INC 15,294 716 0.08%
78 DENTSPLY SIRONA INC 9,050 561 0.06%
79 DIGITAL RLTY TR INC 18,411 2,007 0.23%
80 DISNEY WALT CO 30,380 2,972 0.33%
81 DOLLAR TREE INC 3,684 347 0.04%
82 DOMINION ENERGY INC 17,226 1,343 0.15%
83 DOW CHEM CO 69,737 3,466 0.39%
84 DTE ENERGY CO 12,705 1,260 0.14%
85 DYNEGY INC NEW DEL 20,235 2,180 0.24%
86 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
87 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
88 EDISON INTL 2,815 219 0.02%
89 ELECTRONIC ARTS INC 3,551 270 0.03%
90 ENVISIONHEALTHCA 29,720 754 0.08%
91 EOG RES INC 24,368 2,032 0.23%
92 EQUINIX INC 14,711 5,704 0.64%
93 EQUITY LIFESTYLE PPTYS INC 5,599 448 0.05%
94 EVERTEC INC 13,353 208 0.02%
95 EXPEDIA INC DEL 2,614 278 0.03%
96 EXPRESS SCRIPTS HLDG CO 11,089 840 0.09%
97 EXTRA SPACE STORAGE INC 28,122 2,603 0.29%
98 EXXON MOBIL CORP 70,751 6,632 0.74%
99 FACEBOOK INC 41,001 4,686 0.53%
100 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
Page 2 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC 1.125000 08/15/2018 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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