| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 11,329,000 | 14.19% | ||
| 2 | JPMORGAN CHASE & CO | 1,758,991 | 10,572,000 | 13.24% | ||
| 3 | Invesco Ltd. | 1,200,460 | 7,215,000 | 9.04% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,018,138 | 6,119,000 | 7.66% | ||
| 5 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 5,821,000 | 7.29% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 830,039 | 4,989,000 | 6.25% | ||
| 7 | UBS Group AG | 580,889 | 3,491,000 | 4.37% | ||
| 8 | MORGAN STANLEY | 579,579 | 3,483,000 | 4.36% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 572,757 | 3,442,000 | 4.31% | ||
| 10 | Advisors Asset Management, Inc. | 442,225 | 2,658,000 | 3.33% | ||
| 11 | COHEN & STEERS, INC. | 439,845 | 2,643,000 | 3.31% | ||
| 12 | Yorktown Management & Research Co Inc | 390,000 | 2,344,000 | 2.94% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 342,250 | 2,057,000 | 2.58% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 314,887 | 1,893,000 | 2.37% | ||
| 15 | WELLS FARGO & COMPANY/MN | 312,831 | 1,880,000 | 2.35% | ||
| 16 | Marble Harbor Investment Counsel, LLC | 266,750 | 1,603,000 | 2.01% | ||
| 17 | CREDIT SUISSE AG/ | 138,372 | 832,000 | 1.04% | ||
| 18 | Horizon Kinetics LLC | 133,828 | 804,000 | 1.01% | ||
| 19 | BAIRD FINANCIAL GROUP, INC. | 98,500 | 598,000 | 0.75% | ||
| 20 | Shaker Financial Services, LLC | 90,727 | 545,000 | 0.68% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 84,680 | 509,000 | 0.64% | ||
| 22 | MERIDIAN INVESTMENT COUNSEL INC. | 83,807 | 504,000 | 0.63% | ||
| 23 | LPL Financial LLC | 77,046 | 465,000 | 0.58% | ||
| 24 | AQR ARBITRAGE LLC | 76,817 | 462,000 | 0.58% | ||
| 25 | Hilltop Holdings Inc. | 71,840 | 432,000 | 0.54% | ||
| 26 | Saba Capital Management, L.P. | 70,749 | 425,000 | 0.53% | ||
| 27 | Capital Investment Advisors, LLC | 61,013 | 367,000 | 0.46% | ||
| 28 | AMERIPRISE FINANCIAL INC | 56,634 | 340,000 | 0.43% | ||
| 29 | Concert Wealth Management Inc. | 39,200 | 235,000 | 0.29% | ||
| 30 | Virtu KCG Holdings LLC | 36,879 | 222,000 | 0.28% | ||
| 31 | WealthTrust Axiom LLC | 33,265 | 199,000 | 0.25% | ||
| 32 | BLACKROCK ADVISORS LLC | 26,217 | 158,000 | 0.20% | ||
| 33 | OPPENHEIMER & CO INC | 18,000 | 108,000 | 0.14% | ||
| 34 | INGALLS & SNYDER LLC | 16,500 | 99,000 | 0.12% | ||
| 35 | CITIGROUP INC | 14,429 | 87,000 | 0.11% | ||
| 36 | M&T BANK CORP | 14,522 | 87,000 | 0.11% | ||
| 37 | Cetera Advisors LLC | 14,500 | 87,000 | 0.11% | ||
| 38 | TFS CAPITAL LLC | 13,740 | 83,000 | 0.10% | ||
| 39 | DOLIVER ADVISORS, LP | 12,885 | 78,000 | 0.10% | ||
| 40 | SeaBridge Investment Advisors LLC | 12,060 | 72,000 | 0.09% | ||
| 41 | Rock Point Advisors, LLC | 11,900 | 72,000 | 0.09% | ||
| 42 | ROYAL BANK OF CANADA | 11,745 | 71,000 | 0.09% | ||
| 43 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,803 | 65,000 | 0.08% | ||
| 44 | IFP ADVISORS, INC | 10,711 | 64,000 | 0.08% | ||
| 45 | Camelot Portfolios, LLC | 10,000 | 60,000 | 0.08% | ||
| 46 | ADVISOR GROUP, INC. | 7,735 | 46,000 | 0.06% | ||
| 47 | Highlander Capital Management, LLC | 5,000 | 30,000 | 0.04% | ||
| 48 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 4,500 | 27,000 | 0.03% | ||
| 49 | SEI INVESTMENTS CO | 3,625 | 22,000 | 0.03% | ||
| 50 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 3,400 | 20,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
