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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
51 STARBUCKS CORP 79,001 4,513 0.51%
52 SMUCKER J M CO 29,522 4,499 0.50%
53 CLOROX CO DEL 32,337 4,476 0.50%
54 UNION PAC CORP 50,666 4,421 0.50%
55 SERVICESOURCE INTL INC 4,880,000 4,374 0.49% PRN
56 CMS ENERGY CORP 93,938 4,308 0.48%
57 MOLSON COORS BREWING CO 41,703 4,217 0.47%
58 VERISK ANALYTICS INC 51,823 4,202 0.47%
59 VERIZON COMMUNICATIONS INC 74,086 4,137 0.46%
60 FEDERAL REALTY INVS 24,559 4,065 0.46%
61 QUIDEL CORP 4,319,000 4,022 0.45% PRN
62 AMGEN INC 26,282 3,999 0.45%
63 AT&T INC 91,929 3,973 0.45%
64 CHURCH & DWIGHT 38,612 3,973 0.45%
65 KIMBERLY CLARK CORP 28,621 3,935 0.44%
66 OLD REP INTL CORP 203,111 3,918 0.44%
67 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.42% PRN
68 ALTRIA GROUP INC 51,863 3,576 0.40%
69 MICROCHIP TECHNOLOGY 68,500 3,477 0.39%
70 DOW CHEM CO 69,737 3,466 0.39%
71 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.38%
72 PTC INC 89,964 3,381 0.38%
73 WEX INC 37,726 3,345 0.38%
74 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
75 NEVRO CORP 3,000,000 3,163 0.35% PRN
76 AUTOZONE INC 3,981 3,160 0.35%
77 GENERAL ELECTRIC CO 99,256 3,125 0.35%
78 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.35% PRN
79 PINNACLE WEST 38,058 3,085 0.35%
80 MICRON TECHNOLOGY INC 2,000,000 3,066 0.34% PRN
81 VISTA OUTDOOR INC 63,681 3,039 0.34%
82 CARTERS INC 28,475 3,032 0.34%
83 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.34%
84 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.34%
85 DISNEY WALT CO 30,380 2,972 0.33%
86 TRANSDIGM GROUP INC 11,171 2,945 0.33%
87 WELLS FARGO & CO NEW 61,754 2,923 0.33%
88 COSTCO WHSL CORP NEW 18,139 2,849 0.32%
89 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.32%
90 WEC ENERGY GROUP INC 43,375 2,832 0.32%
91 GOLDMAN SACHS GROUP INC 18,982 2,820 0.32%
92 LIGHT & WONDER INC COM 300,000 2,811 0.32% Put
93 STERICYCLE INC 26,695 2,779 0.31%
94 XILINX INC 56,886 2,624 0.29%
95 SOUTHWEST AIRLS CO 66,700 2,615 0.29%
96 0 3,000,000 2,614 0.29% PRN
97 EXTRA SPACE STORAGE INC 28,122 2,603 0.29%
98 UNITED PARCEL SERVICE INC 23,347 2,515 0.28%
99 SYNCHRONY FINL 97,505 2,464 0.28%
100 ROSS STORES INC 42,781 2,425 0.27%
Page 2 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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