Dark
Light
System
Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
51 STARBUCKS CORP 79,001 4,513 0.51%
52 SMUCKER J M CO 29,522 4,499 0.50%
53 CLOROX CO DEL 32,337 4,476 0.50%
54 UNION PAC CORP 50,666 4,421 0.50%
55 SERVICESOURCE INTL INC 4,880,000 4,374 0.49% PRN
56 CMS ENERGY CORP 93,938 4,308 0.48%
57 MOLSON COORS BREWING CO 41,703 4,217 0.47%
58 VERISK ANALYTICS INC 51,823 4,202 0.47%
59 VERIZON COMMUNICATIONS INC 74,086 4,137 0.46%
60 FEDERAL REALTY INVS 24,559 4,065 0.46%
61 QUIDEL CORP 4,319,000 4,022 0.45% PRN
62 AMGEN INC 26,282 3,999 0.45%
63 AT&T INC 91,929 3,973 0.45%
64 CHURCH & DWIGHT 38,612 3,973 0.45%
65 KIMBERLY CLARK CORP 28,621 3,935 0.44%
66 OLD REP INTL CORP 203,111 3,918 0.44%
67 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.42% PRN
68 ALTRIA GROUP INC 51,863 3,576 0.40%
69 MICROCHIP TECHNOLOGY INC. 68,500 3,477 0.39%
70 DOW CHEM CO 69,737 3,466 0.39%
71 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.38%
72 PTC INC 89,964 3,381 0.38%
73 WEX INC COM 37,726 3,345 0.38%
74 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
75 NEVRO CORP 3,000,000 3,163 0.35% PRN
76 AUTOZONE INC 3,981 3,160 0.35%
77 GENERAL ELECTRIC CO 99,256 3,125 0.35%
78 IRONWOOD PHARMACEUTICALS INC 3,000,000 3,088 0.35% PRN
79 PINNACLE WEST 38,058 3,085 0.35%
80 MICRON TECHNOLOGY INC 2,000,000 3,066 0.34% PRN
81 VISTA OUTDOOR INC 63,681 3,039 0.34%
82 CARTER INC 28,475 3,032 0.34%
83 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.34%
84 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.34%
85 DISNEY WALT CO 30,380 2,972 0.33%
86 TRANSDIGM GROUP INC 11,171 2,945 0.33%
87 WELLS FARGO CO NEW 61,754 2,923 0.33%
88 COSTCO WHSL CORP NEW 18,139 2,849 0.32%
89 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.32%
90 WEC ENERGY GROUP INC 43,375 2,832 0.32%
91 GOLDMAN SACHS GROUP INC 18,982 2,820 0.32%
92 LIGHT & WONDER INC COM 300,000 2,811 0.32% Put
93 STERICYCLE INC 26,695 2,779 0.31%
94 XILINX INC 56,886 2,624 0.29%
95 SOUTHWEST AIRLS CO 66,700 2,615 0.29%
96 0 3,000,000 2,614 0.29% PRN
97 EXTRA SPACE STORAGE INC 28,122 2,603 0.29%
98 UNITED PARCEL SERVICE INC 23,347 2,515 0.28%
99 SYNCHRONY FINL 97,505 2,464 0.28%
100 ROSS STORES INC 42,781 2,425 0.27%
Page 2 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.28% PRN
2 ABBOTT LABS 43,481 1,709 0.18%
3 ABBVIE INC 35,902 2,223 0.24%
4 ADOBE INC 17,757 1,701 0.18%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.25%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLERGAN PLC 5,800 4,835 0.52%
9 ALLERGAN PLC 21,545 4,979 0.54%
10 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
11 ALLSTATE CORP 9,050 633 0.07%
12 ALPHABET INC 23,448 16,496 1.78%
13 ALTRIA GROUP INC 51,863 3,576 0.39%
14 AMAZON COM INC 8,994 6,436 0.69%
15 AMDOCS LTD 40,372 2,330 0.25%
16 AMEREN CORP 10,396 557 0.06%
17 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
18 AMERISOURCEBERGEN CORP 3,238 256 0.03%
19 AMGEN INC 26,282 3,999 0.43%
20 AMSURG CORP 15,030 1,166 0.13%
21 ANTHEM INC 17,722 2,327 0.25%
22 AON PLC 4,484 490 0.05%
23 APPLE INC 62,066 5,933 0.64%
24 ARGO GROUP INTERNATIONAL 11,625 604 0.07%
25 ARM HOLDINGS PLC ADR 16,464 749 0.08%
26 ASSURANT INC 6,180 534 0.06%
27 AT&T INC 91,929 3,973 0.43%
28 AUTOZONE INC 3,981 3,160 0.34%
29 AXALTA COATING SYS LTD 102,475 2,719 0.29%
30 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
31 Ashland Inc New 5,630 647 0.07%
32 BANK AMER CORP 280 333 0.04%
33 BANNER CORP COM NEW 8,286 353 0.04%
34 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
35 BAXTER INTL INC 18,497 837 0.09%
36 BECTON DICKINSON & CO 7,574 1,285 0.14%
37 BEMIS INC 9,373 482 0.05%
38 BERKLEY W R CORP 8,121 487 0.05%
39 BERRY GLOBAL GROUP INC 9,016 351 0.04%
40 BIOGEN INC 5,434 1,314 0.14%
41 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
42 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
43 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.24%
44 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
45 BROADCOM LTD 33,817 5,256 0.57%
46 BURLINGTON STORES INC 10,182 679 0.07%
47 Black Knight Finl 25,991 977 0.11%
48 CABELAS INC 5,110 256 0.03%
49 CABOT OIL & GAS CORP 63,488 1,634 0.18%
50 CANADIAN PAC RY LTD 1,954 252 0.03%
Page 1 of 8