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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
101 CIENA CORP 128,520 2,410 0.27%
102 RED HAT INC 32,577 2,365 0.27%
103 AFLAC INC 32,490 2,345 0.26%
104 SUN CMNTYS INC 30,473 2,335 0.26%
105 ANTHEM INC 17,722 2,327 0.26%
106 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.26%
107 VOYA FINANCIAL INC 93,131 2,306 0.26%
108 NORTHROP GRUMMAN CORP 10,309 2,291 0.26%
109 STORE CAP CORP COM 77,740 2,289 0.26%
110 PNM RES INC 64,196 2,275 0.26%
111 BLACKHAWK NETWORK 67,925 2,274 0.26%
112 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
113 ABBVIE INC 35,902 2,223 0.25%
114 UNITEDHEALTH GROUP INC 15,545 2,195 0.25%
115 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.24%
116 COOPER COS INC 12,607 2,163 0.24%
117 GENERAL MLS INC 29,860 2,130 0.24%
118 TELEFLEX INC 11,749 2,084 0.23%
119 KRAFT HEINZ CO 23,360 2,066 0.23%
120 NIKE INC 37,131 2,050 0.23%
121 EOG RES INC 24,368 2,032 0.23%
122 INPHI CORPORATION 62,902 2,015 0.23%
123 DIGITAL RLTY TR INC 18,411 2,007 0.23%
124 WHITEWAVE FOODS CO 42,595 1,999 0.22%
125 CONSTELLATION BRANDS INC 11,776 1,947 0.22%
126 PHILLIPS 66 24,382 1,935 0.22%
127 M & T BK CORP 16,214 1,917 0.22%
128 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
129 TYSON FOODS INC 27,690 1,849 0.21%
130 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
131 SCHLUMBERGER LTD 22,960 1,816 0.20%
132 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
133 PEPSICO INC 16,548 1,754 0.20%
134 HELMERICH & PAYNE INC 25,760 1,729 0.19%
135 ABBOTT LABS 43,481 1,709 0.19%
136 ADOBE INC 17,757 1,701 0.19%
137 CABOT OIL & GAS CORP 63,488 1,634 0.18%
138 NORTEK INC COM NEW 27,288 1,618 0.18%
139 PRICELINE GRP INC 1,296 1,617 0.18%
140 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
141 CIGNA CORPORATION 12,386 1,585 0.18%
142 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.18%
143 KROGER CO 39,338 1,447 0.16%
144 VANTIV INC 25,350 1,435 0.16%
145 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.16%
146 CINTAS CORP 14,029 1,377 0.15%
147 PATTERSON COS INC 28,661 1,372 0.15%
148 DOMINION ENERGY INC 17,226 1,343 0.15%
149 BIOGEN INC 5,434 1,314 0.15%
150 CUBESMART 42,347 1,308 0.15%
Page 3 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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