Dark
Light
System
Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
151 INTERACTIVE BROKERS GROUP IN 36,966 1,308 0.15%
152 PPG INDS INC 12,397 1,291 0.14%
153 BECTON DICKINSON & CO 7,574 1,285 0.14%
154 SOUTHERN CO 23,894 1,282 0.14%
155 ZOETIS INC 26,990 1,281 0.14%
156 GENERAL DYNAMICS CORP 9,081 1,265 0.14%
157 DTE ENERGY CO 12,705 1,260 0.14%
158 KEYCORP 113,404 1,253 0.14%
159 RAYTHEON CO 9,036 1,228 0.14%
160 RADIAN GROUP INC 115,487 1,204 0.14%
161 AMSURG CORP 15,030 1,166 0.13%
162 HD SUPPLY HLDGS INCORPORATED 32,257 1,123 0.13%
163 VERTEX PHARMACEUTICALS INC 12,788 1,100 0.12%
164 CELGENE CORP 10,923 1,077 0.12%
165 WASTE CONNECTIONS INC 14,827 1,068 0.12%
166 CELANESE CORP DEL 16,315 1,068 0.12%
167 SL GREEN RLTY CORP 1,000 1,064 0.12% Put
168 INFINERA CORPORATION 91,685 1,034 0.12%
169 RELIANCE STEEL & ALUMINUM CO 13,354 1,027 0.12%
170 MOLINA HEALTHCARE INC 20,419 1,019 0.11%
171 JOHN BEAN TECHNOLOGIES CORP COM 15,980 979 0.11%
172 Black Knight Financial Services Inc 25,991 977 0.11%
173 POOL CORPORATION 10,186 958 0.11%
174 LILLY ELI & CO 12,163 958 0.11%
175 FORTINET INC 30,019 948 0.11%
176 MOHAWK INDS 4,991 947 0.11%
177 SALESFORCE COM INC 11,813 938 0.11%
178 COCA COLA CO 20,562 932 0.10%
179 WATSCO INC 6,607 930 0.10%
180 NORFOLK SOUTHERN CORP 10,883 927 0.10%
181 GREEN DOT CORP CL A 39,380 906 0.10%
182 IRON MTN INC NEW 22,476 895 0.10%
183 EXPRESS SCRIPTS HLDG CO 11,089 840 0.09%
184 BAXTER INTL INC 18,497 837 0.09%
185 Patterson UTI Energy Inc Com 38,791 827 0.09%
186 CHURCH & DWIGHT 8,000 821 0.09% Call
187 NATIONAL GEN HLDGS CORP COM 38,166 817 0.09%
188 G-III APPAREL GROUP LTD 17,739 812 0.09%
189 OREXIGEN THERAPEUTICS INC 2,244,000 805 0.09% PRN
190 WALGREENS BOOTS ALLIANCE INC 9,355 779 0.09%
191 ENVISION HEALTHCARE HLDGS INC 29,720 754 0.08%
192 ONEOK INC NEW 15,897 754 0.08%
193 ARM HOLDINGS PLC ADR 16,464 749 0.08%
194 SPIRE INC COM 10,145 719 0.08%
195 DAVE & BUSTERS ENTMT INC 15,294 716 0.08%
196 NORTHWEST NAT GAS CO 10,793 700 0.08%
197 MONSANTO CO NEW 6,741 697 0.08%
198 LINCOLN ELEC HLDGS INC 11,598 685 0.08%
199 BURLINGTON STORES INC 10,182 679 0.08%
200 CATALENT INC 29,401 676 0.08%
Page 4 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 ALPHABET INC 23,448 16,496 1.78%
3 MICROSOFT CORP 224,206 11,472 1.24%
4 HOME DEPOT INC 70,327 8,980 0.97%
5 VISA INC 99,974 7,415 0.80%
6 JOHNSON & JOHNSON 58,572 7,105 0.77%
7 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
8 EXXON MOBIL CORP 70,751 6,632 0.71%
9 AMAZON COM INC 8,994 6,436 0.69%
10 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
11 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
12 DANAHER CORP DEL 61,143 6,175 0.67%
13 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
14 APPLE INC 62,066 5,933 0.64%
15 Tribune Media Company 150,621 5,901 0.64%
16 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
17 MASTERCARD INCORPORATED 66,073 5,819 0.63%
18 GILEAD SCIENCES INC 68,982 5,754 0.62%
19 COMCAST CORP NEW 87,946 5,733 0.62%
20 REPUBLIC SVCS INC 111,191 5,705 0.61%
21 EQUINIX INC 14,711 5,704 0.61%
22 MCCORMICK & CO INC 52,157 5,563 0.60%
23 ORACLE CORP 135,799 5,558 0.60%
24 TJX COS INC NEW 71,795 5,545 0.60%
25 BROADCOM LTD 33,817 5,256 0.57%
26 PFIZER INC 141,772 4,992 0.54%
27 ALLERGAN PLC 21,545 4,979 0.54%
28 PAYPAL HLDGS INC 133,554 4,876 0.53%
29 ALLERGAN PLC 5,800 4,835 0.52%
30 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
31 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
32 FACEBOOK INC 41,001 4,686 0.50%
33 MCDONALDS CORP 38,240 4,602 0.50%
34 WASTE MGMT INC DEL 69,383 4,598 0.50%
35 HONEYWELL INTL INC 38,876 4,522 0.49%
36 STARBUCKS CORP 79,001 4,513 0.49%
37 SMUCKER J M CO 29,522 4,499 0.48%
38 CLOROX CO DEL 32,337 4,476 0.48%
39 UNION PAC CORP 50,666 4,421 0.48%
40 CMS ENERGY CORP 93,938 4,308 0.46%
41 MOLSON COORS BREWING CO 41,703 4,217 0.45%
42 VERISK ANALYTICS INC 51,823 4,202 0.45%
43 VERIZON COMMUNICATIONS INC 74,086 4,137 0.45%
44 FEDERAL REALTY INVS 24,559 4,065 0.44%
45 AMGEN INC 26,282 3,999 0.43%
46 AT&T INC 91,929 3,973 0.43%
47 CHURCH & DWIGHT 38,612 3,973 0.43%
48 KIMBERLY CLARK CORP 28,621 3,935 0.42%
49 OLD REP INTL CORP 203,111 3,918 0.42%
50 CHUBB LIMITED 28,912 3,779 0.41%
Page 1 of 8