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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
251 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
252 LEVEL 3 COMM 7,391 381 0.04%
253 HARRIS CORP 4,484 375 0.04%
254 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
255 RANGE RES CORP 8,481 366 0.04%
256 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
257 KELLOGG CO 4,432 362 0.04%
258 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
259 NORBORD INC 18,494 361 0.04%
260 STAG INDL INC 15,126 360 0.04%
261 BANNER CORP COM NEW 8,286 353 0.04%
262 BERRY PLASTICS GROUP INC 9,016 351 0.04%
263 DOLLAR TREE INC 3,684 347 0.04%
264 FISERV INC 3,171 345 0.04%
265 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
266 BANK AMER CORP 280 333 0.04%
267 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
268 MERITAGE HOMES CORP 325,000 325 0.04% PRN
269 CONCHO RESOURCES 2,685 320 0.04%
270 UNIVAR INC 16,564 313 0.04%
271 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
272 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
273 NISOURCE 11,335 301 0.03%
274 WD-40 CO 2,526 297 0.03%
275 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
276 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
277 HOST HOTELS & RESORTS INC 18,201 295 0.03%
278 MARRIOTT INTL INC NEW 4,434 295 0.03%
279 CEMEX SAB DE CV 47,649 294 0.03%
280 PolyOne Corp 4,799 293 0.03%
281 MERIT MED SYS INC COM 14,772 293 0.03%
282 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
283 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
284 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
285 TENET HEALTHCARE CORP 10,269 284 0.03%
286 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
287 MSCI INC 3,621 279 0.03%
288 EXPEDIA INC DEL 2,614 278 0.03%
289 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
290 LITHIA MTRS INC COM 3,815 271 0.03%
291 ELECTRONIC ARTS INC 3,551 270 0.03%
292 NUVASIVE INC 4,494 269 0.03%
293 CARRIZO OIL & GAS INC 7,405 265 0.03%
294 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
295 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
296 WERNER ENTERPRISES INC 11,380 261 0.03%
297 HAWAIIAN HOLDINGS INC COM 6,784 258 0.03%
298 WNS HOLDINGS LTD 9,532 257 0.03%
299 AMERISOURCEBERGEN CORP 3,238 256 0.03%
300 CABELAS INC 5,110 256 0.03%
Page 6 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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