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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
251 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
252 LEVEL 3 COMM 7,391 381 0.04%
253 HARRIS CORP 4,484 375 0.04%
254 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
255 RANGE RES CORP 8,481 366 0.04%
256 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
257 KELLOGG CO 4,432 362 0.04%
258 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
259 NORBORD INC 18,494 361 0.04%
260 STAG INDL INC 15,126 360 0.04%
261 BANNER CORP COM NEW 8,286 353 0.04%
262 BERRY PLASTICS GROUP INC 9,016 351 0.04%
263 DOLLAR TREE INC 3,684 347 0.04%
264 FISERV INC 3,171 345 0.04%
265 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
266 BANK AMER CORP 280 333 0.04%
267 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
268 MERITAGE HOMES CORP 325,000 325 0.04% PRN
269 CONCHO RESOURCES 2,685 320 0.04%
270 UNIVAR INC 16,564 313 0.04%
271 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
272 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
273 NISOURCE 11,335 301 0.03%
274 WD-40 CO 2,526 297 0.03%
275 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
276 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
277 HOST HOTELS & RESORTS INC 18,201 295 0.03%
278 MARRIOTT INTL INC NEW 4,434 295 0.03%
279 CEMEX SAB DE CV 47,649 294 0.03%
280 PolyOne Corp 4,799 293 0.03%
281 MERIT MED SYS INC COM 14,772 293 0.03%
282 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
283 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
284 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
285 TENET HEALTHCARE CORP 10,269 284 0.03%
286 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
287 MSCI INC 3,621 279 0.03%
288 EXPEDIA INC DEL 2,614 278 0.03%
289 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
290 LITHIA MTRS INC COM 3,815 271 0.03%
291 ELECTRONIC ARTS INC 3,551 270 0.03%
292 NUVASIVE INC 4,494 269 0.03%
293 CARRIZO OIL & GAS INC 7,405 265 0.03%
294 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
295 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
296 WERNER ENTERPRISES INC 11,380 261 0.03%
297 HAWAIIAN HOLDINGS INC COM 6,784 258 0.03%
298 WNS HOLDINGS LTD 9,532 257 0.03%
299 AMERISOURCEBERGEN CORP 3,238 256 0.03%
300 CABELAS INC 5,110 256 0.03%
Page 6 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
251 PPL CORP 11,697 441 0.05%
252 NET 1 UEPS TECHNOLOGIES INC 43,993 439 0.05%
253 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
254 ING GROEP N V 41,201 426 0.05%
255 TOLL BROS FIN CORP 430,000 423 0.05% PRN
256 WINTRUST FINL CORP COM 8,263 421 0.05%
257 CHURCH & DWIGHT INC 8,000 412 0.04% Call
258 SPIRIT AIRLS INC 9,105 409 0.04%
259 PS BUSINESS PKS INC CALIF 3,846 408 0.04%
260 SPDR SER TR 15,000 405 0.04%
261 WEYERHAEUSER CO 13,514 403 0.04%
262 MANHATTAN ASSOCIATES INC 6,288 403 0.04%
263 ZIMMER BIOMET HLDGS INC 3,309 399 0.04%
264 U S SILICA HLDGS INC 11,560 398 0.04%
265 INTUIT 3,544 396 0.04%
266 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
267 LEVEL 3 COMM 7,391 381 0.04%
268 HARRIS CORP 4,484 375 0.04%
269 XL Group plc 11,220 373 0.04%
270 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
271 RANGE RES CORP 8,481 366 0.04%
272 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
273 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
274 KELLOGG CO 4,432 362 0.04%
275 NORBORD INC 18,494 361 0.04%
276 STAG INDL INC 15,126 360 0.04%
277 BANNER CORP COM NEW 8,286 353 0.04%
278 BERRY PLASTICS GROUP INC 9,016 351 0.04%
279 DOLLAR TREE INC 3,684 347 0.04%
280 FISERV INC 3,171 345 0.04%
281 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
282 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
283 BANK AMER CORP 280 333 0.04%
284 INTERXION HOLDING NV 8,980 331 0.04%
285 MERITAGE HOMES CORP 325,000 325 0.04% PRN
286 CORE LABORATORIES NV 2,600 322 0.03%
287 CONCHO RESOURCES 2,685 320 0.03%
288 UNIVAR INC 16,564 313 0.03%
289 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
290 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
291 NISOURCE 11,335 301 0.03%
292 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
293 WD-40 CO 2,526 297 0.03%
294 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
295 MARRIOTT INTL INC NEW 4,434 295 0.03%
296 HOST HOTELS & RESORTS INC 18,201 295 0.03%
297 LIBERTY GLOBAL PLC 9,115 294 0.03%
298 CEMEX SAB DE CV 47,649 294 0.03%
299 PolyOne Corp 4,799 293 0.03%
300 MERIT MED SYS INC COM 14,772 293 0.03%
Page 6 of 8