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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
301 CANADIAN PAC RY LTD 1,954 252 0.03%
302 STONEGATE BANK 7,652 247 0.03%
303 PDC ENERGY INC 4,230 244 0.03%
304 CSG SYS INTL INC 6,025 243 0.03%
305 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
306 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
307 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
308 Welltower Inc 3,496 238 0.03%
309 KANSAS CITY SOUTHERN 2,578 232 0.03%
310 Trico Bancshs Chico 8,400 232 0.03%
311 KATE SPADE & CO 11,214 231 0.03%
312 NOBLE ENERGY INC 6,290 225 0.03%
313 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
314 SEI INVESTMENTS CO 4,610 222 0.02%
315 STANLEY BLACK &DECKER INC 1,987 221 0.02%
316 MOODYS CORP 2,363 221 0.02%
317 EDISON INTL 2,815 219 0.02%
318 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
319 UNIFIRST CORP MASS COM 1,887 218 0.02%
320 NETEASE INC 1,124 217 0.02%
321 GENTEX CORP 13,936 215 0.02%
322 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
323 HUDSON PAC PPTYS INC COM 7,222 211 0.02%
324 TERNIUM SA 11,015 210 0.02%
325 EVERTEC INC 13,353 208 0.02%
326 PharMerica Corp 8,422 208 0.02%
327 TESLA INC 250,000 207 0.02% PRN
328 SYNNEX CORP 2,177 207 0.02%
329 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 16,248 186 0.02%
330 Casella Waste SYS 19,892 156 0.02%
331 INTRALINKS HLDGS INC 11,777 76 0.01%
332 Progenics Pharmaceuticals Inc 14,890 63 0.01%
333 Rex Energy Corp 45,000 30 0.00%
334 CUMULUS MEDIA INC 20,612 6 0.00%
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Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.28% PRN
2 ABBOTT LABS 43,481 1,709 0.18%
3 ABBVIE INC 35,902 2,223 0.24%
4 ADOBE INC 17,757 1,701 0.18%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.25%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLERGAN PLC 5,800 4,835 0.52%
9 ALLERGAN PLC 21,545 4,979 0.54%
10 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
11 ALLSTATE CORP 9,050 633 0.07%
12 ALPHABET INC 23,448 16,496 1.78%
13 ALTRIA GROUP INC 51,863 3,576 0.39%
14 AMAZON COM INC 8,994 6,436 0.69%
15 AMDOCS LTD 40,372 2,330 0.25%
16 AMEREN CORP 10,396 557 0.06%
17 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
18 AMERISOURCEBERGEN CORP 3,238 256 0.03%
19 AMGEN INC 26,282 3,999 0.43%
20 AMSURG CORP 15,030 1,166 0.13%
21 ANTHEM INC 17,722 2,327 0.25%
22 AON PLC 4,484 490 0.05%
23 APPLE INC 62,066 5,933 0.64%
24 ARGO GROUP INTERNATIONAL 11,625 604 0.07%
25 ARM HOLDINGS PLC ADR 16,464 749 0.08%
26 ASSURANT INC 6,180 534 0.06%
27 AT&T INC 91,929 3,973 0.43%
28 AUTOZONE INC 3,981 3,160 0.34%
29 AXALTA COATING SYS LTD 102,475 2,719 0.29%
30 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
31 Ashland Inc New 5,630 647 0.07%
32 BANK AMER CORP 280 333 0.04%
33 BANNER CORP COM NEW 8,286 353 0.04%
34 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
35 BAXTER INTL INC 18,497 837 0.09%
36 BECTON DICKINSON & CO 7,574 1,285 0.14%
37 BEMIS INC 9,373 482 0.05%
38 BERKLEY W R CORP 8,121 487 0.05%
39 BERRY GLOBAL GROUP INC 9,016 351 0.04%
40 BIOGEN INC 5,434 1,314 0.14%
41 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
42 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
43 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.24%
44 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
45 BROADCOM LTD 33,817 5,256 0.57%
46 BURLINGTON STORES INC 10,182 679 0.07%
47 Black Knight Finl 25,991 977 0.11%
48 CABELAS INC 5,110 256 0.03%
49 CABOT OIL & GAS CORP 63,488 1,634 0.18%
50 CANADIAN PAC RY LTD 1,954 252 0.03%
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