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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.29% PRN
2 ABBOTT LABS 43,481 1,709 0.19%
3 ABBVIE INC 35,902 2,223 0.25%
4 ADOBE INC 17,757 1,701 0.19%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.26%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
9 ALLSTATE CORP 9,050 633 0.07%
10 ALPHABET INC 23,448 16,496 1.85%
11 ALTRIA GROUP INC 51,863 3,576 0.40%
12 AMAZON COM INC 8,994 6,436 0.72%
13 AMEREN CORP 10,396 557 0.06%
14 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
15 AMERISOURCEBERGEN CORP 3,238 256 0.03%
16 AMGEN INC 26,282 3,999 0.45%
17 AMSURG CORP 15,030 1,166 0.13%
18 ANTHEM INC 17,722 2,327 0.26%
19 APPLE INC 62,066 5,933 0.67%
20 ARM HOLDINGS PLC ADR 16,464 749 0.08%
21 ASSURANT INC 6,180 534 0.06%
22 AT&T INC 91,929 3,973 0.45%
23 AUTOZONE INC 3,981 3,160 0.35%
24 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
25 Ashland Inc New 5,630 647 0.07%
26 BANK AMER CORP 280 333 0.04%
27 BANNER CORP COM NEW 8,286 353 0.04%
28 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
29 BAXTER INTL INC 18,497 837 0.09%
30 BECTON DICKINSON & CO 7,574 1,285 0.14%
31 BEMIS INC 9,373 482 0.05%
32 BERKLEY W R CORP 8,121 487 0.05%
33 BERRY GLOBAL GROUP INC 9,016 351 0.04%
34 BIOGEN INC 5,434 1,314 0.15%
35 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
36 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
37 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.26%
38 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
39 BURLINGTON STORES INC 10,182 679 0.08%
40 Black Knight Finl 25,991 977 0.11%
41 CABELAS INC 5,110 256 0.03%
42 CABOT OIL & GAS CORP 63,488 1,634 0.18%
43 CANADIAN PAC RY LTD 1,954 252 0.03%
44 CARRIZO OIL & GAS INC 7,405 265 0.03%
45 CARTER INC 28,475 3,032 0.34%
46 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
47 CATALENT INCORPORATED 29,401 676 0.08%
48 CELANESE CORP DEL 16,315 1,068 0.12%
49 CELGENE CORP 10,923 1,077 0.12%
50 CEMEX SAB DE CV 47,649 294 0.03%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
102 0 3,000,000 2,614 0.28% PRN
103 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
104 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
105 SYNCHRONY FINL 97,505 2,464 0.27%
106 ROSS STORES INC 42,781 2,425 0.26%
107 CIENA CORP 128,520 2,410 0.26%
108 RED HAT INC 32,577 2,365 0.25%
109 AFLAC INC 32,490 2,345 0.25%
110 SUN CMNTYS INC 30,473 2,335 0.25%
111 AMDOCS LTD 40,372 2,330 0.25%
112 ANTHEM INC 17,722 2,327 0.25%
113 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
114 VOYA FINANCIAL INC 93,131 2,306 0.25%
115 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
116 STORE CAP CORP 77,740 2,289 0.25%
117 PNM RES INC 64,196 2,275 0.25%
118 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.24%
119 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
120 ABBVIE INC 35,902 2,223 0.24%
121 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
122 DYNEGY INC NEW DEL 20,235 2,180 0.23%
123 COOPER COS INC 12,607 2,163 0.23%
124 GENERAL MLS INC 29,860 2,130 0.23%
125 TELEFLEX INC 11,749 2,084 0.22%
126 KRAFT HEINZ CO 23,360 2,066 0.22%
127 NIKE INC 37,131 2,050 0.22%
128 EOG RES INC 24,368 2,032 0.22%
129 INPHI CORP 62,902 2,015 0.22%
130 DIGITAL RLTY TR INC 18,411 2,007 0.22%
131 WHITEWAVE FOODS CO 42,595 1,999 0.22%
132 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
133 PHILLIPS 66 24,382 1,935 0.21%
134 M & T BK CORP 16,214 1,917 0.21%
135 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
136 TYSON FOODS INC 27,690 1,849 0.20%
137 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
138 SCHLUMBERGER LTD 22,960 1,816 0.20%
139 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
140 PEPSICO INC 16,548 1,754 0.19%
141 HELMERICH & PAYNE INC 25,760 1,729 0.19%
142 ABBOTT LABS 43,481 1,709 0.18%
143 ADOBE INC 17,757 1,701 0.18%
144 CABOT OIL & GAS CORP 63,488 1,634 0.18%
145 NORTEK INC COM NEW 27,288 1,618 0.17%
146 PRICELINE GRP INC 1,296 1,617 0.17%
147 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
148 INGERSOLL-RAND PLC 25,209 1,605 0.17%
149 CIGNA CORPORATION 12,386 1,585 0.17%
150 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
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