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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.29% PRN
2 ABBOTT LABS 43,481 1,709 0.19%
3 ABBVIE INC 35,902 2,223 0.25%
4 ADOBE INC 17,757 1,701 0.19%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.26%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
9 ALLSTATE CORP 9,050 633 0.07%
10 ALPHABET INC 23,448 16,496 1.85%
11 ALTRIA GROUP INC 51,863 3,576 0.40%
12 AMAZON COM INC 8,994 6,436 0.72%
13 AMEREN CORP 10,396 557 0.06%
14 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
15 AMERISOURCEBERGEN CORP 3,238 256 0.03%
16 AMGEN INC 26,282 3,999 0.45%
17 AMSURG CORP 15,030 1,166 0.13%
18 ANTHEM INC 17,722 2,327 0.26%
19 APPLE INC 62,066 5,933 0.67%
20 ARM HOLDINGS PLC ADR 16,464 749 0.08%
21 ASSURANT INC 6,180 534 0.06%
22 AT&T INC 91,929 3,973 0.45%
23 AUTOZONE INC 3,981 3,160 0.35%
24 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
25 Ashland Inc New 5,630 647 0.07%
26 BANK AMER CORP 280 333 0.04%
27 BANNER CORP COM NEW 8,286 353 0.04%
28 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
29 BAXTER INTL INC 18,497 837 0.09%
30 BECTON DICKINSON & CO 7,574 1,285 0.14%
31 BEMIS INC 9,373 482 0.05%
32 BERKLEY W R CORP 8,121 487 0.05%
33 BERRY GLOBAL GROUP INC 9,016 351 0.04%
34 BIOGEN INC 5,434 1,314 0.15%
35 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
36 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
37 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.26%
38 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
39 BURLINGTON STORES INC 10,182 679 0.08%
40 Black Knight Finl 25,991 977 0.11%
41 CABELAS INC 5,110 256 0.03%
42 CABOT OIL & GAS CORP 63,488 1,634 0.18%
43 CANADIAN PAC RY LTD 1,954 252 0.03%
44 CARRIZO OIL & GAS INC 7,405 265 0.03%
45 CARTER INC 28,475 3,032 0.34%
46 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
47 CATALENT INCORPORATED 29,401 676 0.08%
48 CELANESE CORP DEL 16,315 1,068 0.12%
49 CELGENE CORP 10,923 1,077 0.12%
50 CEMEX SAB DE CV 47,649 294 0.03%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
151 KROGER CO 39,338 1,447 0.16%
152 VANTIV INC 25,350 1,435 0.15%
153 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.15%
154 CINTAS CORP 14,029 1,377 0.15%
155 PATTERSON COS INC 28,661 1,372 0.15%
156 DOMINION ENERGY INC 17,226 1,343 0.14%
157 BIOGEN INC 5,434 1,314 0.14%
158 INTERACTIVE BROKERS GROUP IN 36,966 1,308 0.14%
159 CUBESMART 42,347 1,308 0.14%
160 PPG INDS INC 12,397 1,291 0.14%
161 BECTON DICKINSON & CO 7,574 1,285 0.14%
162 SOUTHERN CO 23,894 1,282 0.14%
163 ZOETIS INC 26,990 1,281 0.14%
164 GENERAL DYNAMICS CORP 9,081 1,265 0.14%
165 DTE ENERGY CO 12,705 1,260 0.14%
166 KEYCORP NEW 113,404 1,253 0.13%
167 RAYTHEON CO 9,036 1,228 0.13%
168 RADIAN GROUP INC 115,487 1,204 0.13%
169 AMSURG CORP 15,030 1,166 0.13%
170 LYONDELLBASELL INDUSTRIES N 15,643 1,164 0.13%
171 HD SUPPLY 32,257 1,123 0.12%
172 VERTEX PHARMACEUTICALS INC 12,788 1,100 0.12%
173 CELGENE CORP 10,923 1,077 0.12%
174 WASTE CONNECTIONS INC 14,827 1,068 0.12%
175 CELANESE CORP DEL 16,315 1,068 0.12%
176 SL GREEN RLTY CORP 10,000 1,065 0.11% Put
177 INFINERA CORPORATION 91,685 1,034 0.11%
178 RENAISSANCERE HOLDINGS LTD 8,760 1,029 0.11%
179 RELIANCE STEEL & ALUMINUM CO 13,354 1,027 0.11%
180 MOLINA HEALTHCARE INC 20,419 1,019 0.11%
181 JOHN BEAN TECHNOLOGIES CORP 15,980 979 0.11%
182 Black Knight Finl 25,991 977 0.11%
183 LILLY ELI & CO 12,163 958 0.10%
184 POOL CORPORATION 10,186 958 0.10%
185 FORTINET INC 30,019 948 0.10%
186 MOHAWK INDS INC 4,991 947 0.10%
187 SALESFORCE COM INC 11,813 938 0.10%
188 COCA COLA CO 20,562 932 0.10%
189 WATSCO INC 6,607 930 0.10%
190 NORFOLK SOUTHERN CORP 10,883 927 0.10%
191 GREEN DOT CORP CL A 39,380 906 0.10%
192 IRON MTN INC NEW 22,476 895 0.10%
193 EXPRESS SCRIPTS HLDG CO 11,089 840 0.09%
194 BAXTER INTL INC 18,497 837 0.09%
195 PATTERSON UTI ENERGY INC 38,791 827 0.09%
196 NATIONAL GEN HLDGS CORP COM 38,166 817 0.09%
197 G-III APPAREL GROUP LTD 17,739 812 0.09%
198 OREXIGEN THERAPEUTICS INC 2,244,000 805 0.09% PRN
199 MICHAEL KORS HLDGS LTD 15,850 785 0.08%
200 WALGREENS BOOTS ALLIANCE INC 9,355 779 0.08%
Page 4 of 8