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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.29% PRN
2 ABBOTT LABS 43,481 1,709 0.19%
3 ABBVIE INC 35,902 2,223 0.25%
4 ADOBE INC 17,757 1,701 0.19%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.26%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
9 ALLSTATE CORP 9,050 633 0.07%
10 ALPHABET INC 23,448 16,496 1.85%
11 ALTRIA GROUP INC 51,863 3,576 0.40%
12 AMAZON COM INC 8,994 6,436 0.72%
13 AMEREN CORP 10,396 557 0.06%
14 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
15 AMERISOURCEBERGEN CORP 3,238 256 0.03%
16 AMGEN INC 26,282 3,999 0.45%
17 AMSURG CORP 15,030 1,166 0.13%
18 ANTHEM INC 17,722 2,327 0.26%
19 APPLE INC 62,066 5,933 0.67%
20 ARM HOLDINGS PLC ADR 16,464 749 0.08%
21 ASSURANT INC 6,180 534 0.06%
22 AT&T INC 91,929 3,973 0.45%
23 AUTOZONE INC 3,981 3,160 0.35%
24 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
25 Ashland Inc New 5,630 647 0.07%
26 BANK AMER CORP 280 333 0.04%
27 BANNER CORP COM NEW 8,286 353 0.04%
28 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
29 BAXTER INTL INC 18,497 837 0.09%
30 BECTON DICKINSON & CO 7,574 1,285 0.14%
31 BEMIS INC 9,373 482 0.05%
32 BERKLEY W R CORP 8,121 487 0.05%
33 BERRY GLOBAL GROUP INC 9,016 351 0.04%
34 BIOGEN INC 5,434 1,314 0.15%
35 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
36 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
37 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.26%
38 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
39 BURLINGTON STORES INC 10,182 679 0.08%
40 Black Knight Finl 25,991 977 0.11%
41 CABELAS INC 5,110 256 0.03%
42 CABOT OIL & GAS CORP 63,488 1,634 0.18%
43 CANADIAN PAC RY LTD 1,954 252 0.03%
44 CARRIZO OIL & GAS INC 7,405 265 0.03%
45 CARTER INC 28,475 3,032 0.34%
46 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
47 CATALENT INCORPORATED 29,401 676 0.08%
48 CELANESE CORP DEL 16,315 1,068 0.12%
49 CELGENE CORP 10,923 1,077 0.12%
50 CEMEX SAB DE CV 47,649 294 0.03%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
251 PPL CORP 11,697 441 0.05%
252 NET 1 UEPS TECHNOLOGIES INC 43,993 439 0.05%
253 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
254 ING GROEP N V 41,201 426 0.05%
255 TOLL BROS FIN CORP 430,000 423 0.05% PRN
256 WINTRUST FINL CORP COM 8,263 421 0.05%
257 CHURCH & DWIGHT INC 8,000 412 0.04% Call
258 SPIRIT AIRLS INC 9,105 409 0.04%
259 PS BUSINESS PKS INC CALIF 3,846 408 0.04%
260 SPDR SER TR 15,000 405 0.04%
261 WEYERHAEUSER CO 13,514 403 0.04%
262 MANHATTAN ASSOCS INC 6,288 403 0.04%
263 ZIMMER BIOMET HLDGS INC 3,309 399 0.04%
264 U S SILICA HLDGS INC 11,560 398 0.04%
265 INTUIT 3,544 396 0.04%
266 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
267 LEVEL 3 COMMUNICATIONS INC 7,391 381 0.04%
268 HARRIS CORP 4,484 375 0.04%
269 XL GROUP PLC 11,220 373 0.04%
270 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
271 RANGE RES CORP 8,481 366 0.04%
272 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
273 Nvidia Corp 155,000 362 0.04% PRN
274 KELLOGG CO 4,432 362 0.04%
275 NORBORD INC 18,494 361 0.04%
276 STAG INDL INC 15,126 360 0.04%
277 BANNER CORP COM NEW 8,286 353 0.04%
278 BERRY GLOBAL GROUP INC 9,016 351 0.04%
279 DOLLAR TREE INC 3,684 347 0.04%
280 FISERV INC 3,171 345 0.04%
281 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
282 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
283 BANK AMER CORP 280 333 0.04%
284 INTERXION HOLDING NV 8,980 331 0.04%
285 MERITAGE HOMES CORP NOTE 1.875 9/1 325,000 325 0.04% PRN
286 CORE LABORATORIES NV 2,600 322 0.03%
287 CONCHO RESOURCES 2,685 320 0.03%
288 UNIVAR INC 16,564 313 0.03%
289 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
290 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
291 NISOURCE 11,335 301 0.03%
292 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
293 WD-40 CO 2,526 297 0.03%
294 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
295 MARRIOTT INTL INC NEW 4,434 295 0.03%
296 HOST HOTELS & RESORTS INC 18,201 295 0.03%
297 LIBERTY GLOBAL PLC 9,115 294 0.03%
298 CEMEX SAB DE CV 47,649 294 0.03%
299 PolyOne Corp 4,799 293 0.03%
300 MERIT MED SYS INC COM 14,772 293 0.03%
Page 6 of 8