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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.29% PRN
2 ABBOTT LABS 43,481 1,709 0.19%
3 ABBVIE INC 35,902 2,223 0.25%
4 ADOBE INC 17,757 1,701 0.19%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.26%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
9 ALLSTATE CORP 9,050 633 0.07%
10 ALPHABET INC 23,448 16,496 1.85%
11 ALTRIA GROUP INC 51,863 3,576 0.40%
12 AMAZON COM INC 8,994 6,436 0.72%
13 AMEREN CORP 10,396 557 0.06%
14 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
15 AMERISOURCEBERGEN CORP 3,238 256 0.03%
16 AMGEN INC 26,282 3,999 0.45%
17 AMSURG CORP 15,030 1,166 0.13%
18 ANTHEM INC 17,722 2,327 0.26%
19 APPLE INC 62,066 5,933 0.67%
20 ARM HOLDINGS PLC ADR 16,464 749 0.08%
21 ASSURANT INC 6,180 534 0.06%
22 AT&T INC 91,929 3,973 0.45%
23 AUTOZONE INC 3,981 3,160 0.35%
24 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
25 Ashland Inc New 5,630 647 0.07%
26 BANK AMER CORP 280 333 0.04%
27 BANNER CORP COM NEW 8,286 353 0.04%
28 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
29 BAXTER INTL INC 18,497 837 0.09%
30 BECTON DICKINSON & CO 7,574 1,285 0.14%
31 BEMIS INC 9,373 482 0.05%
32 BERKLEY W R CORP 8,121 487 0.05%
33 BERRY GLOBAL GROUP INC 9,016 351 0.04%
34 BIOGEN INC 5,434 1,314 0.15%
35 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
36 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
37 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.26%
38 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
39 BURLINGTON STORES INC 10,182 679 0.08%
40 Black Knight Finl 25,991 977 0.11%
41 CABELAS INC 5,110 256 0.03%
42 CABOT OIL & GAS CORP 63,488 1,634 0.18%
43 CANADIAN PAC RY LTD 1,954 252 0.03%
44 CARRIZO OIL & GAS INC 7,405 265 0.03%
45 CARTER INC 28,475 3,032 0.34%
46 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
47 CATALENT INCORPORATED 29,401 676 0.08%
48 CELANESE CORP DEL 16,315 1,068 0.12%
49 CELGENE CORP 10,923 1,077 0.12%
50 CEMEX SAB DE CV 47,649 294 0.03%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
301 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
302 MICRON TECHNOLOGY INC SR SB GLBL CV 43 375,000 288 0.03% PRN
303 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
304 TENET HEALTHCARE CORP 10,269 284 0.03%
305 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
306 MSCI INC 3,621 279 0.03%
307 EXPEDIA INC DEL 2,614 278 0.03%
308 LITHIA MTRS INC COM 3,815 271 0.03%
309 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
310 ELECTRONIC ARTS INC 3,551 270 0.03%
311 NUVASIVE INC 4,494 269 0.03%
312 CARRIZO OIL & GAS INC 7,405 265 0.03%
313 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
314 WERNER ENTERPRISES INC 11,380 261 0.03%
315 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
316 HAWAIIAN HOLDINGS INC 6,784 258 0.03%
317 WNS HOLDINGS LTD 9,532 257 0.03%
318 AMERISOURCEBERGEN CORP 3,238 256 0.03%
319 CABELAS INC 5,110 256 0.03%
320 CANADIAN PAC RY LTD 1,954 252 0.03%
321 STONEGATE BANK 7,652 247 0.03%
322 PDC ENERGY INC 4,230 244 0.03%
323 CSG SYS INTL INC 6,025 243 0.03%
324 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
325 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
326 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
327 Welltower Inc 3,496 238 0.03%
328 KANSAS CITY SOUTHERN 2,578 232 0.02%
329 Trico Bancshs Chico 8,400 232 0.02%
330 KATE SPADE & CO 11,214 231 0.02%
331 NOBLE ENERGY INC 6,290 225 0.02%
332 SEI INVESTMENTS CO 4,610 222 0.02%
333 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
334 MOODYS CORP 2,363 221 0.02%
335 MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD 16,580 221 0.02%
336 STANLEY BLACK &DECKER INC 1,987 221 0.02%
337 EDISON INTL 2,815 219 0.02%
338 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
339 UNIFIRST CORP MASS COM 1,887 218 0.02%
340 NETEASE INC 1,124 217 0.02%
341 GENTEX CORP 13,936 215 0.02%
342 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
343 HUDSON PAC PPTYS INC COM 7,222 211 0.02%
344 TERNIUM SA 11,015 210 0.02%
345 PharMerica Corp 8,422 208 0.02%
346 EVERTEC INC 13,353 208 0.02%
347 SYNNEX CORP 2,177 207 0.02%
348 TESLA INC 250,000 207 0.02% PRN
349 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 16,248 186 0.02%
350 Casella Waste SYS 19,892 156 0.02%
Page 7 of 8