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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ZOETIS INC 26,990 1,281 0.14%
2 ZIMMER BIOMET HLDGS INC 3,309 399 0.04%
3 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
4 XILINX INC 56,886 2,624 0.29%
5 Welltower Inc 3,496 238 0.03%
6 WORKDAY INC 5,529,000 6,165 0.69% PRN
7 WNS HOLDINGS LTD 9,532 257 0.03%
8 WINTRUST FINL CORP COM 8,263 421 0.05%
9 WHITEWAVE FOODS CO 42,595 1,999 0.22%
10 WEYERHAEUSER CO 13,514 403 0.05%
11 WEX INC 37,726 3,345 0.38%
12 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
13 WERNER ENTERPRISES INC 11,380 261 0.03%
14 WELLS FARGO & CO NEW 61,754 2,923 0.33%
15 WELLS FARGO & CO NEW 350 455 0.05%
16 WEC ENERGY GROUP INC 43,375 2,832 0.32%
17 WD-40 CO 2,526 297 0.03%
18 WATSCO INC 6,607 930 0.10%
19 WASTE MGMT INC DEL 69,383 4,598 0.52%
20 WASTE CONNECTIONS INC 14,827 1,068 0.12%
21 WALKER & DUNLOP INC COM 25,311 577 0.06%
22 WALGREENS BOOTS ALLIANCE INC 9,355 779 0.09%
23 VOYA FINANCIAL INC 93,131 2,306 0.26%
24 VISTA OUTDOOR INC 63,681 3,039 0.34%
25 VISA INC 99,974 7,415 0.83%
26 VERTEX PHARMACEUTICALS INC 12,788 1,100 0.12%
27 VERIZON COMMUNICATIONS INC 74,086 4,137 0.46%
28 VERISK ANALYTICS INC 51,823 4,202 0.47%
29 VANTIV INC 25,350 1,435 0.16%
30 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.18%
31 UNIVAR INC 16,564 313 0.04%
32 UNITIL CORPORATION 11,074 473 0.05%
33 UNITEDHEALTH GROUP INC 15,545 2,195 0.25%
34 UNITED PARCEL SERVICE INC 23,347 2,515 0.28%
35 UNITED INS HLDGS CORP 30,422 498 0.06%
36 UNION PAC CORP 50,666 4,421 0.50%
37 UNIFIRST CORP MASS COM 1,887 218 0.02%
38 UDR INC 12,118 447 0.05%
39 U S SILICA HLDGS INC 11,560 398 0.04%
40 Trico Bancshs Chico 8,400 232 0.03%
41 Tribune Media Company 150,621 5,901 0.66%
42 TYSON FOODS INC 27,690 1,849 0.21%
43 TRANSDIGM GROUP INC 11,171 2,945 0.33%
44 TOLL BROS FIN CORP 430,000 423 0.05% PRN
45 TJX COS INC NEW 71,795 5,545 0.62%
46 TESLA INC 250,000 207 0.02% PRN
47 TESARO INC 8,104,000 20,316 2.28% PRN
48 TERNIUM SA 11,015 210 0.02%
49 TENET HEALTHCARE CORP 10,269 284 0.03%
50 TELEFLEX INC 11,749 2,084 0.23%
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Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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