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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
2 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
3 SERVICENOW INC 17,500,000 19,556 2.19% PRN
4 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
5 FireEye Inc 16,500,000 14,633 1.64% PRN
6 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
7 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
8 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
9 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
10 CEPHEID 14,660,000 12,782 1.43% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
13 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
14 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
15 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
16 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
17 TESARO INC 8,104,000 20,316 2.28% PRN
18 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.42% PRN
19 NETSUITE INC 6,102,000 6,007 0.67% PRN
20 WORKDAY INC 5,529,000 6,165 0.69% PRN
21 SERVICESOURCE INTL INC 4,880,000 4,374 0.49% PRN
22 QUIDEL CORP 4,319,000 4,022 0.45% PRN
23 NEVRO CORP 3,000,000 3,163 0.35% PRN
24 0 3,000,000 2,614 0.29% PRN
25 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.35% PRN
26 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
27 OREXIGEN THERAPEUTICS INC 2,244,000 805 0.09% PRN
28 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
29 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
30 MICRON TECHNOLOGY INC 2,000,000 3,066 0.34% PRN
31 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
32 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
33 TOLL BROS FIN CORP 430,000 423 0.05% PRN
34 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
35 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
36 MERITAGE HOMES CORP 325,000 325 0.04% PRN
37 LIGHT & WONDER INC COM 300,000 2,811 0.32% Put
38 INTEL CORP JR SB CONV DB 39 281,000 457 0.05% PRN
39 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
40 TESLA INC 250,000 207 0.02% PRN
41 MICROSOFT CORP 224,206 11,472 1.29%
42 OLD REP INTL CORP 203,111 3,918 0.44%
43 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
44 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
45 Tribune Media Company 150,621 5,901 0.66%
46 PFIZER INC 141,772 4,992 0.56%
47 ORACLE CORP 135,799 5,558 0.62%
48 PAYPAL HLDGS INC 133,554 4,876 0.55%
49 CIENA CORP 128,520 2,410 0.27%
50 RADIAN GROUP INC 115,487 1,204 0.14%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
51 FACEBOOK INC 41,001 4,686 0.50%
52 MCDONALDS CORP 38,240 4,602 0.50%
53 WASTE MGMT INC DEL 69,383 4,598 0.50%
54 HONEYWELL INTL INC 38,876 4,522 0.49%
55 STARBUCKS CORP 79,001 4,513 0.49%
56 SMUCKER J M CO 29,522 4,499 0.48%
57 CLOROX CO DEL 32,337 4,476 0.48%
58 UNION PAC CORP 50,666 4,421 0.48%
59 SERVICESOURCE INTL INC 4,880,000 4,374 0.47% PRN
60 CMS ENERGY CORP 93,938 4,308 0.46%
61 MOLSON COORS BREWING CO 41,703 4,217 0.45%
62 VERISK ANALYTICS INC 51,823 4,202 0.45%
63 VERIZON COMMUNICATIONS INC 74,086 4,137 0.45%
64 FEDERAL REALTY INVS 24,559 4,065 0.44%
65 QUIDEL CORP 4,319,000 4,022 0.43% PRN
66 AMGEN INC 26,282 3,999 0.43%
67 AT&T INC 91,929 3,973 0.43%
68 CHURCH & DWIGHT 38,612 3,973 0.43%
69 KIMBERLY CLARK CORP 28,621 3,935 0.42%
70 OLD REP INTL CORP 203,111 3,918 0.42%
71 CHUBB LIMITED 28,912 3,779 0.41%
72 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.40% PRN
73 ALTRIA GROUP INC 51,863 3,576 0.39%
74 MICROCHIP TECHNOLOGY 68,500 3,477 0.37%
75 DOW CHEM CO 69,737 3,466 0.37%
76 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.36%
77 PTC INC 89,964 3,381 0.36%
78 WEX INC 37,726 3,345 0.36%
79 CTRIP COM INTL LTD 3,000,000 3,173 0.34% PRN
80 NEVRO CORP 3,000,000 3,163 0.34% PRN
81 AUTOZONE INC 3,981 3,160 0.34%
82 GENERAL ELECTRIC CO 99,256 3,125 0.34%
83 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.33% PRN
84 PINNACLE WEST 38,058 3,085 0.33%
85 MICRON TECHNOLOGY INC 2,000,000 3,066 0.33% PRN
86 VISTA OUTDOOR INC 63,681 3,039 0.33%
87 CARTERS INC 28,475 3,032 0.33%
88 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.33%
89 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.32%
90 DISNEY WALT CO 30,380 2,972 0.32%
91 TRANSDIGM GROUP INC 11,171 2,945 0.32%
92 WELLS FARGO & CO NEW 61,754 2,923 0.31%
93 COSTCO WHSL CORP NEW 18,139 2,849 0.31%
94 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.31%
95 WEC ENERGY GROUP INC 43,375 2,832 0.31%
96 GOLDMAN SACHS GROUP INC 18,982 2,820 0.30%
97 STERICYCLE INC 26,695 2,779 0.30%
98 SCIENTIFIC GAMES CORP 300,000 2,757 0.30% Put
99 AXALTA COATING SYS LTD 102,475 2,719 0.29%
100 XILINX INC 56,886 2,624 0.28%
Page 2 of 8