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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
51 CARRIZO OIL & GAS INC 7,405 265 0.03%
52 CARTERS INC 28,475 3,032 0.33%
53 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
54 CATALENT INC 29,401 676 0.07%
55 CELANESE CORP DEL 16,315 1,068 0.12%
56 CELGENE CORP 10,923 1,077 0.12%
57 CEMEX SAB DE CV 47,649 294 0.03%
58 CEPHEID 14,660,000 12,782 1.38% PRN
59 CHEVRON CORP NEW 5,722 600 0.06%
60 CHUBB LIMITED 28,912 3,779 0.41%
61 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
62 CHURCH & DWIGHT 38,612 3,973 0.43%
63 CHURCH & DWIGHT INC 8,000 412 0.04% Call
64 CIENA CORP 128,520 2,410 0.26%
65 CIGNA CORPORATION 12,386 1,585 0.17%
66 CINTAS CORP 14,029 1,377 0.15%
67 CLOROX CO DEL 32,337 4,476 0.48%
68 CMS ENERGY CORP 93,938 4,308 0.46%
69 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
70 COCA COLA CO 20,562 932 0.10%
71 COCA COLA CONS INC COM 2,997 442 0.05%
72 COMCAST CORP NEW 87,946 5,733 0.62%
73 CONCHO RESOURCES 2,685 320 0.03%
74 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
75 COOPER COS INC 12,607 2,163 0.23%
76 CORE LABORATORIES NV 2,600 322 0.03%
77 COSTCO WHSL CORP NEW 18,139 2,849 0.31%
78 CROWN CASTLE INTL CORP NEW 5,820 591 0.06%
79 CSG SYS INTL INC 6,025 243 0.03%
80 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
81 CTRIP COM INTL LTD 3,000,000 3,173 0.34% PRN
82 CUBESMART 42,347 1,308 0.14%
83 CUMULUS MEDIA INC 20,612 6 0.00%
84 Casella Waste SYS 19,892 156 0.02%
85 DANAHER CORP DEL 61,143 6,175 0.67%
86 DAVE & BUSTERS ENTMT INC 15,294 716 0.08%
87 DENTSPLY SIRONA INC 9,050 561 0.06%
88 DIGITAL RLTY TR INC 18,411 2,007 0.22%
89 DISNEY WALT CO 30,380 2,972 0.32%
90 DOLLAR TREE INC 3,684 347 0.04%
91 DOMINION ENERGY INC 17,226 1,343 0.14%
92 DOW CHEM CO 69,737 3,466 0.37%
93 DTE ENERGY CO 12,705 1,260 0.14%
94 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.23%
95 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
96 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
97 EDISON INTL 2,815 219 0.02%
98 ELECTRONIC ARTS INC 3,551 270 0.03%
99 ENVISION HEALTHCARE HLDGS INC 29,720 754 0.08%
100 EOG RES INC 24,368 2,032 0.22%
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