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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
51 MSCI INC 3,621 279 0.03%
52 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
53 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
54 TENET HEALTHCARE CORP 10,269 284 0.03%
55 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
56 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
57 PolyOne Corp 4,799 293 0.03%
58 MERIT MED SYS INC COM 14,772 293 0.03%
59 LIBERTY GLOBAL PLC 9,115 294 0.03%
60 CEMEX SAB DE CV 47,649 294 0.03%
61 HOST HOTELS & RESORTS INC 18,201 295 0.03%
62 MARRIOTT INTL INC NEW 4,434 295 0.03%
63 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
64 WD-40 CO 2,526 297 0.03%
65 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
66 NISOURCE 11,335 301 0.03%
67 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
68 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
69 UNIVAR INC 16,564 313 0.03%
70 CONCHO RESOURCES 2,685 320 0.03%
71 CORE LABORATORIES NV 2,600 322 0.03%
72 MERITAGE HOMES CORP 325,000 325 0.04% PRN
73 INTERXION HOLDING NV 8,980 331 0.04%
74 BANK AMER CORP 280 333 0.04%
75 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
76 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
77 FISERV INC 3,171 345 0.04%
78 DOLLAR TREE INC 3,684 347 0.04%
79 BERRY PLASTICS GROUP INC 9,016 351 0.04%
80 BANNER CORP COM NEW 8,286 353 0.04%
81 STAG INDL INC 15,126 360 0.04%
82 NORBORD INC 18,494 361 0.04%
83 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
84 KELLOGG CO 4,432 362 0.04%
85 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
86 RANGE RES CORP 8,481 366 0.04%
87 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
88 XL Group plc 11,220 373 0.04%
89 HARRIS CORP 4,484 375 0.04%
90 LEVEL 3 COMM 7,391 381 0.04%
91 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
92 INTUIT 3,544 396 0.04%
93 U S SILICA HLDGS INC 11,560 398 0.04%
94 ZIMMER BIOMET HLDGS INC 3,309 399 0.04%
95 MANHATTAN ASSOCIATES INC 6,288 403 0.04%
96 WEYERHAEUSER CO 13,514 403 0.04%
97 SPDR SER TR 15,000 405 0.04%
98 PS BUSINESS PKS INC CALIF 3,846 408 0.04%
99 SPIRIT AIRLS INC 9,105 409 0.04%
100 CHURCH & DWIGHT INC 8,000 412 0.04% Call
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