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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 INPHI CORPORATION 62,902 2,015 0.22%
102 DIGITAL RLTY TR INC 18,411 2,007 0.22%
103 WHITEWAVE FOODS CO 42,595 1,999 0.22%
104 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
105 PHILLIPS 66 24,382 1,935 0.21%
106 M & T BK CORP 16,214 1,917 0.21%
107 TYSON FOODS INC 27,690 1,849 0.20%
108 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
109 SCHLUMBERGER LTD 22,960 1,816 0.20%
110 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
111 PEPSICO INC 16,548 1,754 0.19%
112 HELMERICH & PAYNE INC 25,760 1,729 0.19%
113 ABBOTT LABS 43,481 1,709 0.18%
114 ADOBE INC 17,757 1,701 0.18%
115 CABOT OIL & GAS CORP 63,488 1,634 0.18%
116 NORTEK INC COM NEW 27,288 1,618 0.17%
117 PRICELINE GRP INC 1,296 1,617 0.17%
118 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
119 INGERSOLL-RAND PLC 25,209 1,605 0.17%
120 CIGNA CORPORATION 12,386 1,585 0.17%
121 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
122 KROGER CO 39,338 1,447 0.16%
123 VANTIV INC 25,350 1,435 0.15%
124 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.15%
125 CINTAS CORP 14,029 1,377 0.15%
126 PATTERSON COS INC 28,661 1,372 0.15%
127 DOMINION ENERGY INC 17,226 1,343 0.14%
128 BIOGEN INC 5,434 1,314 0.14%
129 CUBESMART 42,347 1,308 0.14%
130 INTERACTIVE BROKERS GROUP IN 36,966 1,308 0.14%
131 PPG INDS INC 12,397 1,291 0.14%
132 BECTON DICKINSON & CO 7,574 1,285 0.14%
133 SOUTHERN CO 23,894 1,282 0.14%
134 ZOETIS INC 26,990 1,281 0.14%
135 GENERAL DYNAMICS CORP 9,081 1,265 0.14%
136 DTE ENERGY CO 12,705 1,260 0.14%
137 KEYCORP 113,404 1,253 0.13%
138 RAYTHEON CO 9,036 1,228 0.13%
139 RADIAN GROUP INC 115,487 1,204 0.13%
140 AMSURG CORP 15,030 1,166 0.13%
141 LYONDELLBASELL INDUSTRIES N 15,643 1,164 0.13%
142 HD SUPPLY HLDGS INCORPORATED 32,257 1,123 0.12%
143 VERTEX PHARMACEUTICALS INC 12,788 1,100 0.12%
144 CELGENE CORP 10,923 1,077 0.12%
145 CELANESE CORP DEL 16,315 1,068 0.12%
146 WASTE CONNECTIONS INC 14,827 1,068 0.12%
147 SL GREEN RLTY CORP 10,000 1,065 0.11% Put
148 INFINERA CORPORATION 91,685 1,034 0.11%
149 RENAISSANCERE HOLDINGS LTD 8,760 1,029 0.11%
150 RELIANCE STEEL & ALUMINUM CO 13,354 1,027 0.11%
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