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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC 1.125000 08/15/2018 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.32%
102 DISNEY WALT CO 30,380 2,972 0.32%
103 TRANSDIGM GROUP INC 11,171 2,945 0.32%
104 WELLS FARGO CO NEW 61,754 2,923 0.31%
105 COSTCO WHSL CORP NEW 18,139 2,849 0.31%
106 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.31%
107 WEC ENERGY GROUP INC 43,375 2,832 0.31%
108 GOLDMAN SACHS GROUP INC 18,982 2,820 0.30%
109 STERICYCLE INC 26,695 2,779 0.30%
110 SCIENTIFIC GAMES CORP 300,000 2,757 0.30% Put
111 AXALTA COATING SYS LTD 102,475 2,719 0.29%
112 XILINX INC 56,886 2,624 0.28%
113 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
114 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
115 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
116 SYNCHRONY FINL 97,505 2,464 0.27%
117 ROSS STORES INC 42,781 2,425 0.26%
118 CIENA CORP 128,520 2,410 0.26%
119 RED HAT INC 32,577 2,365 0.25%
120 AFLAC INC 32,490 2,345 0.25%
121 SUN CMNTYS INC 30,473 2,335 0.25%
122 AMDOCS LTD 40,372 2,330 0.25%
123 ANTHEM INC 17,722 2,327 0.25%
124 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
125 VOYA FINANCIAL INC 93,131 2,306 0.25%
126 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
127 STORE CAP CORP 77,740 2,289 0.25%
128 PNM RES INC 64,196 2,275 0.25%
129 BLACKHAWK NETWORK HLDGS INC 67,925 2,274 0.24%
130 ABBVIE INC 35,902 2,223 0.24%
131 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
132 DYNEGY INC NEW DEL 20,235 2,180 0.23%
133 COOPER COS INC 12,607 2,163 0.23%
134 GENERAL MLS INC 29,860 2,130 0.23%
135 TELEFLEX INC 11,749 2,084 0.22%
136 KRAFT HEINZ CO 23,360 2,066 0.22%
137 NIKE INC 37,131 2,050 0.22%
138 EOG RES INC 24,368 2,032 0.22%
139 INPHI CORP 62,902 2,015 0.22%
140 DIGITAL RLTY TR INC 18,411 2,007 0.22%
141 WHITEWAVE FOODS CO 42,595 1,999 0.22%
142 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
143 PHILLIPS 66 24,382 1,935 0.21%
144 M & T BK CORP 16,214 1,917 0.21%
145 TYSON FOODS INC 27,690 1,849 0.20%
146 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
147 SCHLUMBERGER LTD 22,960 1,816 0.20%
148 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
149 PEPSICO INC 16,548 1,754 0.19%
150 HELMERICH & PAYNE INC 25,760 1,729 0.19%
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