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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 ALPHABET INC 23,448 16,496 1.78%
3 MICROSOFT CORP 224,206 11,472 1.24%
4 HOME DEPOT INC 70,327 8,980 0.97%
5 VISA INC 99,974 7,415 0.80%
6 JOHNSON & JOHNSON 58,572 7,105 0.77%
7 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
8 EXXON MOBIL CORP 70,751 6,632 0.71%
9 AMAZON COM INC 8,994 6,436 0.69%
10 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
11 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
12 DANAHER CORP DEL 61,143 6,175 0.67%
13 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
14 APPLE INC 62,066 5,933 0.64%
15 Tribune Media Company 150,621 5,901 0.64%
16 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
17 MASTERCARD INCORPORATED 66,073 5,819 0.63%
18 GILEAD SCIENCES INC 68,982 5,754 0.62%
19 COMCAST CORP NEW 87,946 5,733 0.62%
20 REPUBLIC SVCS INC 111,191 5,705 0.61%
21 EQUINIX INC 14,711 5,704 0.61%
22 MCCORMICK & CO INC 52,157 5,563 0.60%
23 ORACLE CORP 135,799 5,558 0.60%
24 TJX COS INC NEW 71,795 5,545 0.60%
25 BROADCOM LTD 33,817 5,256 0.57%
26 PFIZER INC 141,772 4,992 0.54%
27 ALLERGAN PLC 21,545 4,979 0.54%
28 PAYPAL HLDGS INC 133,554 4,876 0.53%
29 ALLERGAN PLC 5,800 4,835 0.52%
30 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
31 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
32 FACEBOOK INC 41,001 4,686 0.50%
33 MCDONALDS CORP 38,240 4,602 0.50%
34 WASTE MGMT INC DEL 69,383 4,598 0.50%
35 HONEYWELL INTL INC 38,876 4,522 0.49%
36 STARBUCKS CORP 79,001 4,513 0.49%
37 SMUCKER J M CO 29,522 4,499 0.48%
38 CLOROX CO DEL 32,337 4,476 0.48%
39 UNION PAC CORP 50,666 4,421 0.48%
40 CMS ENERGY CORP 93,938 4,308 0.46%
41 MOLSON COORS BREWING CO 41,703 4,217 0.45%
42 VERISK ANALYTICS INC 51,823 4,202 0.45%
43 VERIZON COMMUNICATIONS INC 74,086 4,137 0.45%
44 FEDERAL REALTY INVS 24,559 4,065 0.44%
45 AMGEN INC 26,282 3,999 0.43%
46 AT&T INC 91,929 3,973 0.43%
47 CHURCH & DWIGHT 38,612 3,973 0.43%
48 KIMBERLY CLARK CORP 28,621 3,935 0.42%
49 OLD REP INTL CORP 203,111 3,918 0.42%
50 CHUBB LIMITED 28,912 3,779 0.41%
Page 1 of 8