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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.35%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.17% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.15% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.35% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.30% PRN
6 TESARO INC 8,104,000 20,316 2.28% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.23% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.20% PRN
9 SERVICENOW INC 17,500,000 19,556 2.19% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.18% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.92% PRN
12 ALPHABET INC 23,448 16,496 1.85%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.64% PRN
14 FireEye Inc 16,500,000 14,633 1.64% PRN
15 CEPHEID 14,660,000 12,782 1.43% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.32% PRN
17 MICROSOFT CORP 224,206 11,472 1.29%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.27% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
20 HOME DEPOT INC 70,327 8,980 1.01%
21 SPECTRANETICS CORP 9,327,000 8,278 0.93% PRN
22 VISA INC 99,974 7,415 0.83%
23 JOHNSON & JOHNSON 58,572 7,105 0.80%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.75%
25 EXXON MOBIL CORP 70,751 6,632 0.74%
26 AMAZON COM INC 8,994 6,436 0.72%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.71%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.70%
29 DANAHER CORP DEL 61,143 6,175 0.69%
30 WORKDAY INC 5,529,000 6,165 0.69% PRN
31 NETSUITE INC 6,102,000 6,007 0.67% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.67%
33 APPLE INC 62,066 5,933 0.67%
34 Tribune Media Company 150,621 5,901 0.66%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.65%
36 MASTERCARD INCORPORATED 66,073 5,819 0.65%
37 GILEAD SCIENCES INC 68,982 5,754 0.65%
38 COMCAST CORP NEW 87,946 5,733 0.64%
39 REPUBLIC SVCS INC 111,191 5,705 0.64%
40 EQUINIX INC 14,711 5,704 0.64%
41 MCCORMICK & CO INC 52,157 5,563 0.62%
42 ORACLE CORP 135,799 5,558 0.62%
43 TJX COS INC NEW 71,795 5,545 0.62%
44 PFIZER INC 141,772 4,992 0.56%
45 PAYPAL HLDGS INC 133,554 4,876 0.55%
46 EATON VANCE FLTING RATE INC 353,668 4,750 0.53%
47 FACEBOOK INC 41,001 4,686 0.53%
48 MCDONALDS CORP 38,240 4,602 0.52%
49 WASTE MGMT INC DEL 69,383 4,598 0.52%
50 HONEYWELL INTL INC 38,876 4,522 0.51%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
2 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
3 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
4 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
5 TESARO INC 8,104,000 20,316 2.19% PRN
6 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
7 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
8 SERVICENOW INC 17,500,000 19,556 2.11% PRN
9 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
10 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
11 FireEye Inc 16,500,000 14,633 1.58% PRN
12 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
13 CEPHEID 14,660,000 12,782 1.38% PRN
14 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
15 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
16 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
17 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
18 WORKDAY INC 5,529,000 6,165 0.66% PRN
19 NETSUITE INC 6,102,000 6,007 0.65% PRN
20 SERVICESOURCE INTL INC 4,880,000 4,374 0.47% PRN
21 QUIDEL CORP 4,319,000 4,022 0.43% PRN
22 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.40% PRN
23 CTRIP COM INTL LTD 3,000,000 3,173 0.34% PRN
24 NEVRO CORP 3,000,000 3,163 0.34% PRN
25 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.33% PRN
26 MICRON TECHNOLOGY INC 2,000,000 3,066 0.33% PRN
27 0 3,000,000 2,614 0.28% PRN
28 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
29 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
30 OREXIGEN THERAPEUTICS INC 2,244,000 805 0.09% PRN
31 INTEL CORP JR SB CONV DB 39 281,000 457 0.05% PRN
32 TOLL BROS FIN CORP 430,000 423 0.05% PRN
33 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
34 MERITAGE HOMES CORP 325,000 325 0.04% PRN
35 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
37 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
38 TESLA INC 250,000 207 0.02% PRN
39 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
40 ALPHABET INC 23,448 16,496 1.78%
41 MICROSOFT CORP 224,206 11,472 1.24%
42 HOME DEPOT INC 70,327 8,980 0.97%
43 VISA INC 99,974 7,415 0.80%
44 JOHNSON & JOHNSON 58,572 7,105 0.77%
45 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
46 EXXON MOBIL CORP 70,751 6,632 0.71%
47 AMAZON COM INC 8,994 6,436 0.69%
48 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
49 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
50 DANAHER CORP DEL 61,143 6,175 0.67%
Page 1 of 8