| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cotton & Western Mining Inc. | 1,000,000 | 0 | 0.00% | ||
| 2 | Cathay Intl Hld | 19,000 | 10,000 | 0.00% | ||
| 3 | Monitise PLC Ord | 41,000 | 20,000 | 0.00% | ||
| 4 | INFUSYSTEM HLDGS INC | 21,000 | 66,000 | 0.00% | ||
| 5 | Nuveen Quality PFD Income Fd | 10,400 | 85,000 | 0.01% | ||
| 6 | FRONTIER COMMUNICATIONS CORP | 16,510 | 107,000 | 0.01% | ||
| 7 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 16,000 | 120,000 | 0.01% | ||
| 8 | PENNEY J C | 13,090 | 131,000 | 0.01% | ||
| 9 | WESTERN ASSET HIGH INCOME OP | 24,395 | 141,000 | 0.01% | ||
| 10 | Sprott Physical Gold Trust | 14,500 | 145,000 | 0.01% | ||
| 11 | WESTERN ASSET PREMIER BD FD SHS BEN INT | 12,175 | 174,000 | 0.01% | ||
| 12 | VISA INC | 952 | 203,000 | 0.01% | ||
| 13 | NORDSTROM INC | 3,002 | 205,000 | 0.01% | ||
| 14 | MARRIOTT INTL INC NEW | 3,022 | 211,000 | 0.01% | ||
| 15 | ISHARES TRUST S&P 100 ETF | 2,425 | 214,000 | 0.01% | ||
| 16 | HALLIBURTON CO | 3,348 | 216,000 | 0.01% | ||
| 17 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 2,399 | 221,000 | 0.02% | ||
| 18 | ROCKWELL COLLINS INC | 2,864 | 225,000 | 0.02% | ||
| 19 | UNDER ARMOUR INC | 3,400 | 235,000 | 0.02% | ||
| 20 | CVS HEALTH CORP | 2,950 | 235,000 | 0.02% | ||
| 21 | PRICE T ROWE GROUP INC | 3,020 | 237,000 | 0.02% | ||
| 22 | CONAGRA BRANDS INC | 7,200 | 238,000 | 0.02% | ||
| 23 | CORNING INC | 12,300 | 238,000 | 0.02% | ||
| 24 | GANNETT CO. | 8,075 | 240,000 | 0.02% | ||
| 25 | PACCAR INC | 4,450 | 253,000 | 0.02% | ||
| 26 | KAYNE ANDERSON MLP INVT CO | 6,244 | 255,000 | 0.02% | ||
| 27 | MCKESSON CORP | 1,365 | 266,000 | 0.02% | ||
| 28 | Hennessy Advisors Inc | 13,500 | 268,000 | 0.02% | ||
| 29 | AMERICAN INTL GROUP INC | 11,505 | 274,000 | 0.02% | ||
| 30 | ISHARES TR | 2,850 | 279,000 | 0.02% | ||
| 31 | ROCHE HOLDING LTD SPONSORED AD | 7,530 | 279,000 | 0.02% | ||
| 32 | FIRSTENERGY CORP | 8,546 | 287,000 | 0.02% | ||
| 33 | FACEBOOK INC | 3,639 | 288,000 | 0.02% | ||
| 34 | DTE ENERGY CO | 3,796 | 289,000 | 0.02% | ||
| 35 | EXELON CORP | 8,663 | 295,000 | 0.02% | ||
| 36 | TREDEGAR CORP COM | 16,000 | 295,000 | 0.02% | ||
| 37 | Roche Dividend Right Cert | 1,000 | 296,000 | 0.02% | ||
| 38 | ISHARES TR | 7,173 | 298,000 | 0.02% | ||
| 39 | VANGUARD WORLD FD | 3,000 | 300,000 | 0.02% | ||
| 40 | VANGUARD INDEX FDS | 4,191 | 301,000 | 0.02% | ||
| 41 | ISHARES TR | 2,915 | 304,000 | 0.02% | ||
| 42 | SPDR DOW JONES INDL AVRG ETF | 1,810 | 308,000 | 0.02% | ||
| 43 | SPDR SER TR | 4,300 | 322,000 | 0.02% | ||
| 44 | Spectra Energy Corp Com | 8,267 | 325,000 | 0.02% | ||
| 45 | ISHARES TR | 3,150 | 332,000 | 0.02% | ||
| 46 | ALLSTATE CORP | 5,431 | 333,000 | 0.02% | ||
| 47 | GENWORTH FINL INC | 25,583 | 335,000 | 0.02% | ||
| 48 | ISHARES TR | 2,850 | 337,000 | 0.02% | ||
| 49 | ASTRAZENECA PLC | 5,000 | 357,000 | 0.02% | ||
| 50 | FARMERS & MERCHANTS BANK OF LONG BEACH | 60 | 358,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001034642-14-000004, filed 2014.11.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
