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Nuveen Quality PFD Income Fd
Nuveen Quality PFD Income Fd. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 65 Institutional holders with a total value of $68,330,990.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,210,084 9,862,000 14.43%
2 BESSEMER GROUP INC 1,200,981 9,788,000 14.32%
3 WELLS FARGO & COMPANY/MN 771,254 6,286,000 9.20%
4 Saba Capital Management, L.P. 768,449 6,263,000 9.17%
5 Invesco Ltd. 706,796 5,761,000 8.43%
6 UBS AG 520,249 4,240,000 6.21%
7 MORGAN STANLEY 440,864 3,594,000 5.26%
8 LPL Financial LLC 335,647 2,729,000 3.99%
9 AQR CAPITAL MANAGEMENT LLC 265,579 2,164,000 3.17%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 194,475 1,585,000 2.32%
11 Shaker Financial Services, LLC 177,221 1,444,000 2.11%
12 Raymond James Financial Services Advisors, Inc. 153,932 1,255,000 1.84%
13 Commonwealth Equity Services, Inc 152,261 1,241,000 1.82%
14 ROYAL BANK OF CANADA 151,933 1,239,000 1.81%
15 CREDIT SUISSE AG/ 125,119 1,020,000 1.49%
16 RAYMOND JAMES & ASSOCIATES 83,178 678,000 0.99%
17 GUGGENHEIM CAPITAL LLC 74,182 605,000 0.89%
18 Robert W. Baird & Co. Inc 70,312 573,000 0.84% SH
19 Cambridge Investment Research Advisors, Inc. 64,938 529,000 0.77%
20 AMERICAN INTERNATIONAL GROUP, INC. 59,876 487,990 0.71%
21 GOLDMAN SACHS GROUP INC 56,843 463,000 0.68%
22 TFS CAPITAL LLC 53,006 432,000 0.63%
23 DOLIVER ADVISORS, LP 48,543 396,000 0.58%
24 Placemark Investments, Inc. 43,737 356,000 0.52%
25 First Allied Advisory Services, Inc. 43,736 353,000 0.52%
26 IFC Holdings Incorporated/FL 38,962 313,000 0.46%
27 WOLVERINE ASSET MANAGEMENT LLC 37,880 308,000 0.45%
28 Horizon Kinetics LLC 33,053 269,000 0.39%
29 STEEL GROVE CAPITAL ADVISORS, LLC 31,170 256,000 0.37%
30 SIT INVESTMENT ASSOCIATES INC 31,251 255,000 0.37%
31 WEDBUSH SECURITIES INC 30,401 248,000 0.36%
32 MSI Financial Services Inc 29,797 243,000 0.36%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,118 237,000 0.35%
34 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 28,549 233,000 0.34%
35 BARCLAYS PLC 28,084 225,000 0.33%
36 ENVESTNET ASSET MANAGEMENT INC 26,350 215,000 0.31%
37 Capital Investment Advisors, LLC 24,425 199,000 0.29%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,089 196,000 0.29%
39 CHEMICAL BANK 21,000 171,000 0.25%
40 SCOTIA CAPITAL INC. 20,400 166,000 0.24%
41 AMERIPRISE FINANCIAL INC 19,899 162,000 0.24%
42 Mariner, LLC 19,059 155,000 0.23%
43 KING LUTHER CAPITAL MANAGEMENT CORP 17,977 147,000 0.22%
44 SHUFRO ROSE & CO LLC 14,300 116,000 0.17%
45 WealthTrust Axiom LLC 11,900 96,000 0.14%
46 Yellowstone Partners, LLC 11,539 94,000 0.14%
47 PNC FINANCIAL SERVICES GROUP, INC. 11,000 89,000 0.13%
48 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,747 88,000 0.13%
49 Columbia Asset Management 10,000 87,000 0.13%
50 CLIFFORD SWAN INVESTMENT COUNSEL LLC 10,400 85,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.